Balboa Wealth Partners, Inc.

• A percentage of assets under your management
• Hourly charges
• Subscription fees (for a newsletter or periodical)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated July 8, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$1,070,330,403 as of October 2026, filing dated September 8, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Also doing business as

FSA INTEGRATED, GATEWAY CAPITAL WEALTH, NAUTICAL WEALTH MANAGEMENT, RETIREMENT CONSULTANTS, RIM COUNTRY WEALTH ADVISORS, ROBINSON SHUMAKER WEALTH MANAGEMENT, TOZAI WEALTH MANAGEMENT, WEALTH MANAGEMENT SOLUTIONS, ZELKO WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2015 (10 years)

Employees

Total: 37. Performing investment advisory functions: 26.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

6 other offices, as of the October 2026 filing

Encinitas, CALa Jolla, CALong Beach, CANewport Beach, CAPayson, AZTuscon, AZ

States registered or notice-filed

17 states or jurisdictions

AZCACOCTFLGAILNENJNVNYORPATNTXVAWA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $231,510,000 in the October 2021 data and $1,070,330,403 in the October 2026 data, up 362%.

Total employees: 16 in October 2021 and 37 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. September 2026
   • Employees performing advisory functions went from 25 to 26.
2. June 2026
   • Changed its office addresses in Tuscon, AZ.
   • Registered or notice-filed in GA.
3. April 2026
   • Employees performing advisory functions went from 23 to 25.
   • Added the business name Retirement Consultants.
   • Added the business name RIM Country Wealth Advisors.
   • Changed its office addresses in La Jolla, CA.
   • Changed its office addresses in Newport Beach, CA.
   • Changed its office addresses in Payson, AZ.
4. February 2026
   • Regulatory assets under management went from $804,833,455 to $1,035,233,034 (+29%).
5. January 2026
   • No longer registered or notice-filed in UT.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.