AdvisorCensus / Financial advisors / Cestrian Capital Research, Inc
Cestrian Capital Research, Inc is an SEC-registered investment advisory firm, registered since 2018, with no regulatory assets under management reported in its Form ADV filing dated April 1, 2026.
Quick answers
From the filingHow is Cestrian Capital Research, Inc compensated?
On its Form ADV (Item 5.E, October 2026), Cestrian Capital Research, Inc reports these compensation arrangements: subscription fees (for a newsletter or periodical); other.
Is Cestrian Capital Research, Inc registered with the SEC or a state?
Cestrian Capital Research, Inc is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291803.
How have Cestrian Capital Research, Inc's assets and staff changed since 2021?
In the Form ADV data for Cestrian Capital Research, Inc: Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Cestrian Capital Research, Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291803
What changed in Cestrian Capital Research, Inc's recent Form ADV filings?
In the May 2026 filing data: Added an office in Newport Beach, CA. No longer lists an office in Greenwich, CT.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Subscription fees (for a newsletter or periodical)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the May 2026 filing
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 1 | April 1, 2026 |
| October 2025 | Not reported | 1 | March 26, 2025 |
| October 2024 | Not reported | 2 | April 2, 2024 |
| October 2023 | Not reported | 2 | February 7, 2023 |
| October 2022 | Not reported | 2 | July 15, 2022 |
| October 2021 | Not reported | 2 | March 4, 2021 |
Total employees: 2 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Added an office in Newport Beach, CA.
- No longer lists an office in Greenwich, CT.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cestrian Capital Research, Inc (CRD 291803): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cestrian-capital-research-inc-291803