Vanderbilt Advisory Services

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

Minimum annual fee: $90

As stated in the firm's Form ADV Part 2A brochure dated December 16, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$2,111,673,883 as of October 2026, filing dated February 27, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients

Legal name

PFG Investments, LLC

Also doing business as

4KAST ADVISORS LLC, ABUNDANCE WEALTH SOLUTIONS, AFTON CAPITAL MANAGEMENT, AMERICAN CENTURION FINANCIAL, ARK FINANCIAL, ASTON CONSULTING GROUP, BAKER WEALTH MANAGEMENT, BRIN FINANCIAL, CENTERED WEALTH, CHAMBERLAIN GROUP, CHASE KELLY, CJW FINANCIAL SERVICES, COMMON INTERESTS, CORE VALUE INVESTMENT GROUP, CURBELO WEALTH MANAGEMENT GROUP LLC, EMPOWERED INVESTMENTS, ENDEAVOR FINANCIAL GROUP, EVANS GROUP FINANCIAL ADVISORS, FAVA WEALTH MANAGEMENT, FORTRESS WEALTH SOLUTIONS, LLC, GARDINER PRIVATE WEALTH MANAGEMENT, GREENVEST, GRYPHON ASSET MANAGEMENT, HANSEN'S ADVISORY SERVICES, HARBORWISE FINANCIAL, HIRSCH ASSOCIATES, ILN SECURITIES LLC, INFINITE INVESTMENT STRATEGIES LLC, J. BROWER & ASSOCIATES, JACK CHITE & ASSOCIATES, KEYSTONE FINANCIAL EDGE INC, KT WEALTH MANAGEMENT, LUNARIA FINANCIAL, MASTERPIECE FINANCIAL GROUP, MMS ASSET MANAGEMENT, PREFERRED FINANCIAL GROUP, PREMAC WEALTH MANAGEMENT, QUALITY FINANCIAL CONCEPTS, RAINBOW INVESTMENT SOLUTIONS, SENIOR WEALTH MANAGEMENT, INC., SENTIGENT FINANCIAL SOLUTIONS, LLC, SKYE HARBOR FINANCIAL, SQUAW ISLAND LLC., STERLING CAPITOL LLC, TASK FORCE INVESTMENTS, TAVERNIER WEALTH MANAGEMENT, THE RETIREMENT OPTIMIZATION GROUP, VANDERBILT FINANCIAL GROUP WESTPORT, WALSH FINANCIAL SOLUTIONS, WARD FINANCIAL, WEALTH MANAGEMENT STRATEGIES, WEALTH MARK ADVISORY SERVICES, WILLIAMS CAPITAL CORPORATION, WORDEN WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2012 (13 years)

Employees

Total: 161. Performing investment advisory functions: 144.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

52 other offices, as of the March 2026 filing

Albany, NYArvada, COBoonville, INBridgewater, NJCalabasas, CACanandaigua, NYCarle Place, NYCheshire, CTColumbus,, OHDublin, OHElk Grove, CAElmira, NYEnterprise, ALFairfield, CTFairfield,, IAFairhope, ALFayetteville, NYFruitland Park, FLHonolulu, HIHudson, MAIncline Village, NVIndianapolis, INIrvine, CAJericho, NYLong Island City, NYMetuchen, NJMinneapolis, MNMontpelier, VTNaperville, ILNew Port Richey, FLNew York, NYNorth Reading, MAOrlando, FLPatchogue, NYPortland, ORRochester, NYRockville, VARogers, ARSaint Augustine, FLSaltsburg, PASan Jose, CASan Leandro, CASouth Jordan, UTTierra Verde, FLTotowa, NJTwisp, WAWarwick, NYWayzata, MNWest des Moines, IAWestminster, MDWestport, CTYardley, PA

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

3 Reports 3 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.D(2) Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
• 11.D(4) In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
• 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $736,703,626 in the October 2021 data and $2,111,673,883 in the October 2026 data, up 187%.

Total employees: 95 in October 2021 and 161 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. March 2026
   • Added the business name Aston Consulting Group.
   • Added an office in Jericho, NY.
2. January 2026
   • Updated its list of owners and control persons (Schedule A).
3. December 2025
   • Regulatory assets under management went from $1,620,533,275 to $2,111,673,883 (+30%).
   • Employees performing advisory functions went from 124 to 144.
   • Added an office in Boonville, IN.
   • Added an office in Enterprise, AL.
   • Added an office in Fairfield,, IA.
   • Added an office in Hudson, MA.
   • Added an office in Incline Village, NV.
   • Added an office in Montpelier, VT.
   • Added an office in Naperville, IL.
   • Added an office in Saint Augustine, FL.
   • No longer lists an office in Fairfield, IA.
   • No longer lists an office in Freehold, NJ.
   • No longer lists an office in Henderson, NV.
   • No longer lists an office in Lombard, IL.
   • No longer lists an office in Newburgh, IN.
   • No longer lists an office in Saint Augustine,, FL.
   • No longer lists an office in Wells, VT.
4. November 2025
   • Added the business name Chamberlain Group.
   • Added the business name Harborwise Financial.
   • Added an office in Irvine, CA.
   • Added an office in Wayzata, MN.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.