AdvisorCensus / Financial advisors / Illinois / Chicago / Horizon Wealth Management
Horizon Wealth Management
Filed as HORIZON WEALTH MANAGEMENT · Legal name Horizon Wealth Management, LLC
Horizon Wealth Management is an SEC-registered investment advisory firm in La Grange, IL, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 5, 2026.
Quick answers
From the filingHow is Horizon Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Horizon Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Horizon Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 5, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Horizon Wealth Management located?
Horizon Wealth Management's principal office is in La Grange, IL, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Horizon Wealth Management registered with the SEC or a state?
Horizon Wealth Management is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170255.
How much does Horizon Wealth Management manage?
Horizon Wealth Management reports $1,077,017,151 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary).
How have Horizon Wealth Management's assets and staff changed since 2021?
In the Form ADV data for Horizon Wealth Management: Regulatory assets under management: $702,160,862 in the October 2021 data and $1,077,017,151 in the October 2026 data, up 53%. Total employees: 11 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Horizon Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (868); high net worth individuals (412); pension and profit sharing plans (but not the plan participants or government pension plans) (17).
Which custodians does Horizon Wealth Management use?
Horizon Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Horizon Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170255
What changed in Horizon Wealth Management's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $945,761,317 to $1,077,017,151 (+14%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Investment advisory fees range up to 1.50% annually based on several factors, including the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor.
As stated in the firm's Form ADV Part 2A brochure dated February 5, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,077,017,151 as of October 2026, filing dated February 5, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Horizon Wealth Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 10. Performing investment advisory functions: 6.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the March 2026 filing
- States registered or notice-filed
-
17 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,077,017,151 | 10 | February 5, 2026 |
| October 2025 | $945,761,317 | 10 | June 4, 2025 |
| October 2024 | $938,717,775 | 10 | June 12, 2024 |
| October 2023 | $783,012,062 | 8 | March 21, 2023 |
| October 2022 | $869,239,490 | 9 | June 14, 2022 |
| October 2021 | $702,160,862 | 11 | March 29, 2021 |
Regulatory assets under management: $702,160,862 in the October 2021 data and $1,077,017,151 in the October 2026 data, up 53%.
Total employees: 11 in October 2021 and 10 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $945,761,317 to $1,077,017,151 (+14%).
- January 2026
- No longer registered or notice-filed in LA.
- December 2025
- Registered or notice-filed in NC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Horizon Wealth Management (CRD 170255): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/horizon-wealth-management-la-grange-il-170255