AdvisorCensus / Financial advisors / North Carolina / Charlotte, NC / Branch offices
Advisory firms with an office in Charlotte, NC, headquartered elsewhere
225 investment advisory firms with a principal office outside the Charlotte, NC metro area list an office in it on Form ADV (Schedule D, Section 1.F), from each firm's most recent filing that lists its offices. SEC-registered firms list their 25 largest offices, so this is a floor. Firms headquartered in the metro are on the main list.
| Firm | Office | Headquarters | Registration |
|---|---|---|---|
| &Partners | Charlotte, NC | Nashville, TN | SEC-registered investment adviser |
| 49 Financial | Charlotte, NC | Austin, TX | SEC-registered investment adviser |
| A.G.P / Alliance Global Partners | Charlotte, NC | Westport, CT | SEC-registered investment adviser |
| Abry Partners II, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Abry Partners III, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Abry Partners, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| ABS Legacy Partners, LLC | Cornelius, NC | Hickory, NC | SEC-registered investment adviser |
| Accelerate Retirement | Matthews, NC | Aliso Viejo, CA | SEC-registered investment adviser |
| Advice and Planning Services | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Adviceone Advisory Services, LLC | Charlotte, NC | Glastonbury, CT | SEC-registered investment adviser |
| Advisors Asset Management, Inc. | Boerne, TX | Monument, CO | SEC-registered investment adviser |
| Advisorstrust Partners LLC | Belmont, NC | Raleigh, NC | SEC-registered investment adviser |
| Advisory Alpha, LLC | Fort Mill, SC | Holland, MI | SEC-registered investment adviser |
| Advocacy Wealth Management, LLC | Mooresville, NC | Atlanta, GA | SEC-registered investment adviser |
| Altitude Capital Management LLC | Minthill, NC | Des Moines, IA | SEC-registered investment adviser |
| Aprio Wealth Management, LLC | Matthews, NC | Atlanta, GA | SEC-registered investment adviser |
| Archer Investment Corporation | Charlotte, NC | Carmel, IN | SEC-registered investment adviser |
| ARK Royal Wealth Management LLC | Charlotte, NC | Raleigh, NC | SEC-registered investment adviser |
| Arkadios Wealth Advisors | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Ascent Wealth Partners, LLC | Charlotte, NC | New Hartford, NY | SEC-registered investment adviser |
| Ascentis Independent Advisors, LLC | Charlotte, NC | Dallas, TX | SEC-registered investment adviser |
| Asset Allocation Strategies, LLC | Matthews, NC | Farmington, MI | SEC-registered investment adviser |
| Assetmark, Inc. | Charlotte, NC | Concord, CA | SEC-registered investment adviser |
| Atlas Private Wealth Advisors | Charlotte, NC | Red Bank, NJ | SEC-registered investment adviser |
| Ausdal Financial Partners, Inc. | Mint Hill, NC | Davenport, IA | SEC-registered investment adviser |
| Aventus Investment Advisors, Inc. | Cornelius, NC | Naples, FL | SEC-registered investment adviser |
| Balyasny Asset Management L.P. | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| Bankers Life Advisory Services, Inc. | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| Bay Point Advisors, LLC | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Beacon Pointe Advisors, LLC | Charlotte, NC | Newport Beach, CA | SEC-registered investment adviser |
| Beck, Mack & Oliver LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Bell Partners | Charlotte, NC | Greensboro, NC | SEC-registered investment adviser |
| Belleair Wealth Management, LLC | Fort Mill, SC | Belleair Bluffs, FL | SEC-registered investment adviser |
| Blue Point Capital Partners LLC | Charlotte, NC | Cleveland, OH | SEC-registered investment adviser |
| Blueprint Investment Partners LLC | Charlotte, NC | Greensboro, NC | SEC-registered investment adviser |
| Bridge Investment Group | Charlotte, NC | Sandy, UT | SEC-registered investment adviser |
| Brighton Securities Corp. | Huntersville, NC | Rochester, NY | SEC-registered investment adviser |
| Brookstone Wealth Advisors, LLC | Charlotte, NC | Wheaton, IL | SEC-registered investment adviser |
| Brown Advisory | Charlotte, NC | Baltimore, MD | SEC-registered investment adviser |
| Callan Family Office, LLC | Charlotte, NC | Radnor, PA | SEC-registered investment adviser |
| Cambridge Investment Research Advisors, Inc. | Charlotte, NC | Fairfield, IA | SEC-registered investment adviser |
| Cape Investment Advisory, Inc. | Charlotte, NC | McDonough, GA | SEC-registered investment adviser |
| Capital Investment Advisory Services, LLC | 28105, NC | Raleigh, NC | SEC-registered investment adviser |
| Capsouth Wealth Management | Huntersville, NC | Dothan, AL | SEC-registered investment adviser |
| Captrust | Charlotte, NC | Raleigh, NC | SEC-registered investment adviser |
| Cary Street Partners | Charlotte, NC | Richmond, VA | SEC-registered investment adviser |
| Centiva Capital, LP | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| CG Advisory Services | Charlotte, NC | Williamston, MI | SEC-registered investment adviser |
| Charles Schwab Investment Management, Inc | Huntersville, NC | San Francisco, CA | SEC-registered investment adviser |
| Chilton Investment Services, LLC | Charlotte, NC | Stamford, CT | SEC-registered investment adviser |
| Choreo, LLC | Charlotte, NC | Rockford, IL | SEC-registered investment adviser |
| Churchill Asset Management LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Churchill DLC Advisor LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Churchill Ncpe Advisor LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Churchill Pcif Advisor LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Client First Investment Management LLC | Charlotte, NC | West Bend, WI | SEC-registered investment adviser |
| Cliftonlarsonallen Wealth Advisors, LLC | Charlotte, NC | Minneapolis, MN | SEC-registered investment adviser |
| Coastal Bridge Advisors | Charlotte, NC | Westport, CT | SEC-registered investment adviser |
| Columbia Management Investment Advisers, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Community Tailored Opportunities LLC | Charlotte, NC | New York, NY | Exempt reporting adviser |
| Cooke & Bieler, L.P. | Charlotte, NC | Philadelphia, PA | SEC-registered investment adviser |
| Coppell Advisory Solutions LLC | Belmont, NC | Dallas, TX | SEC-registered investment adviser |
| Corecap Advisors | Cornelius, NC | Southfield, MI | SEC-registered investment adviser |
| Corient | Charlotte, NC | Miami, FL | SEC-registered investment adviser |
| Corinthia Global Management | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Corten Real Estate Management LLC | Charlotte, NC | Philadelphia, PA | SEC-registered investment adviser |
| Cortland Investment Management, LLC | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Creative Planning | Charlotte, NC | Overland Park, KS | SEC-registered investment adviser |
| Cresset Asset Management, LLC | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| CW Advisors, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| CWA Asset Management Group | Charlotte, NC | Naples, FL | SEC-registered investment adviser |
| DBA Big Money Retirement and Big Retirement | Charlotte, NC | Greenville, SC | SEC-registered investment adviser |
| Dimensional Fund Advisors LP | Charlotte, NC | Austin, TX | SEC-registered investment adviser |
| Eagle Strategies LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Eagle Wealth Management Group Inc. | Charlotte, NC | Valencia, CA | SEC-registered investment adviser |
| East Rock Capital, LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Equitable Advisors, LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| ESI Financial Advisors | Charlotte, NC | Montpelier, VT | SEC-registered investment adviser |
| Everett Harris & Co | Charlotte, NC | Los Angeles, CA | SEC-registered investment adviser |
| Exodus Wealth, LLC | Concord, NC | Fort Lauderdale, FL | SEC-registered investment adviser |
| Fidus Investment Advisors, LLC | Charlotte, NC | Evanston, IL | SEC-registered investment adviser |
| Fifth Third Securities, Inc. | Charlotte, NC | Cincinnati, OH | SEC-registered investment adviser |
| Fifth Third Wealth Advisors LLC | Charlotte, NC | Cincinnati, OH | SEC-registered investment adviser |
| Financial Planning Services, Inc. | Charlotte, NC | Fort Lauderdale, FL | SEC-registered investment adviser |
| First Citizens Asset Management, Inc | Charlotte, NC | Raleigh, NC | SEC-registered investment adviser |
| First Citizens Investor Services, Inc. | Charlotte, NC | Raleigh, NC | SEC-registered investment adviser |
| Florida Financial Advisors, LLC | Charlotte, NC | Tampa, FL | SEC-registered investment adviser |
| Fortress Private Ledger, LLC | Mooresville, NC | Raleigh, NC | SEC-registered investment adviser |
| Forvis Mazars Wealth Advisors, LLC | Charlotte, NC | Springfield, MO | SEC-registered investment adviser |
| Foundry Financial LLC | Davidson, NC | Pasadena, CA | SEC-registered investment adviser |
| Gallagher Fiduciary Advisors, LLC | Charlotte, NC | Rolling Meadows, IL | SEC-registered investment adviser |
| GC Advisors LLC | Huntersville, NC | Chicago, IL | SEC-registered investment adviser |
| GC Opal Advisors LLC | Huntersville, NC | Chicago, IL | SEC-registered investment adviser |
| GCM Grosvenor L.P. | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| GCM Grosvenor Wealth L.P. | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| Gibbs Wealth Management, LLC | Pineville, NC | Alpharetta, GA | SEC-registered investment adviser |
| Gladstone Wealth Partners | Charlotte, NC | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Glassy Mountain Advisors, Inc. | Charlotte, NC | Bethesda, MD | SEC-registered investment adviser |
| Global Retirement Partners LLC | Charlotte, NC | San Rafael, CA | SEC-registered investment adviser |
| Goldentree Asset Management LP | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Grant Street Asset Management Inc | Charlotte, NC | Canonsburg, PA | SEC-registered investment adviser |
| Great Valley Advisor Group, LLC | Lincolnton, NC | Berwyn, PA | SEC-registered investment adviser |
| Greystar Investment Group, LLC | Charlotte, NC | Charleston, SC | SEC-registered investment adviser |
| Gtis Partners | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Harbert Fund Advisors, LLC | Charlotte, NC | Birmingham, AL | SEC-registered investment adviser |
| HB Wealth | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Holderness Investments Co | Charlotte, NC | Greensboro, NC | SEC-registered investment adviser |
| Horizon Kinetics Asset Management LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Hornor, Townsend & Kent, LLC | Charlotte, NC | Conshohocken, PA | SEC-registered investment adviser |
| Huntington Financial Advisors | Charlotte, NC | Columbus, OH | SEC-registered investment adviser |
| IFG Advisory, LLC | Mooresville, NC | Atlanta, GA | SEC-registered investment adviser |
| IHT Wealth Management LLC | Cornelius, NC | Chicago, IL | SEC-registered investment adviser |
| Independent Financial Partners | Denver, NC | Tampa, FL | SEC-registered investment adviser |
| Inspire Advisors, LLC | Troutman, NC | Meridian, ID | SEC-registered investment adviser |
| Integrated Financial Strategies, LLC | Charlotte, NC | Fort Lauderdale, FL | SEC-registered investment adviser |
| Intellectus Partners, LLC | Charlotte, NC | San Francisco, CA | SEC-registered investment adviser |
| Intercarolina Financial Services, Inc. | Concord, NC | Greensboro, NC | SEC-registered investment adviser |
| Janney Montgomery Scott LLC | Charlotte, NC | Philadelphia, PA | SEC-registered investment adviser |
| John G. Ullman & Associates, Inc | Charlotte, NC | Horseheads, NY | SEC-registered investment adviser |
| Kayne Anderson Rudnick Investment Management, LLC | Charlotte, NC | Los Angeles, CA | SEC-registered investment adviser |
| Keen Capital, Ltd | Charlotte, NC | Chapin, SC | SEC-registered investment adviser |
| Kestra Advisory Services, LLC | Charlotte, NC | Austin, TX | SEC-registered investment adviser |
| Kestra Private Wealth Services, LLC | Huntersville, NC | Austin, TX | SEC-registered investment adviser |
| Kingswood Wealth Advisors, LLC | Charlotte, NC | San Diego, CA | SEC-registered investment adviser |
| Level Wealth Management LLC | Charlotte, NC | Greensboro, NC | SEC-registered investment adviser |
| Lido | Charlotte, NC | Los Angeles, CA | SEC-registered investment adviser |
| Lifestyle Freedom Advisory Group, LLC | Huntersville, NC | Bradenton, FL | SEC-registered investment adviser |
| Lombard Advisers Incorporated | Mathews, NC | Baltimore, MD | SEC-registered investment adviser |
| M Holdings Securities, Inc. | Charlotte, NC | Portland, OR | SEC-registered investment adviser |
| MAI Capital Management, LLC | Charlotte, NC | Cleveland, OH | SEC-registered investment adviser |
| Main Post Partners | Charlotte, NC | San Francisco, CA | SEC-registered investment adviser |
| Manulife Investment Management Private Markets (US) LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Mariner | Charlotte, NC | Overland Park, KS | SEC-registered investment adviser |
| Mariner Independent | Davidson, NC | Overland Park, KS | SEC-registered investment adviser |
| Mercer Investments LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Merit Financial Advisors | Charlotte, NC | Alpharetta, GA | SEC-registered investment adviser |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Miai, Inc. | Charlotte, NC | Dallas, TX | SEC-registered investment adviser |
| MMA Securities LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| MML Investors Services, LLC | Charlotte, NC | Springfield, MA | SEC-registered investment adviser |
| Modera Wealth Management, LLC | Charlotte, NC | Westwood, NJ | SEC-registered investment adviser |
| Nepc, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Newedge Advisors | Charlotte, NC | New Orleans, LA | SEC-registered investment adviser |
| NFSG Corporation | Belmont, NC | Boca Raton, FL | SEC-registered investment adviser |
| Noblebridge Wealth | Charlotte, NC | Montclair, NJ | SEC-registered investment adviser |
| Northcoast Asset Management LLC | Charlotte, NC | Stamford, CT | SEC-registered investment adviser |
| Nuveen Alternatives Advisors LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Nuveen Asset Management, LLC | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| Nuveen Fund Advisors, LLC | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| Oakworth Asset Management, LLC | Charlotte, NC | Birmingham, AL | SEC-registered investment adviser |
| Oneseven | Charlotte, NC | Beachwood, OH | SEC-registered investment adviser |
| Park Avenue Securities LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Pennybacker Capital Management, LLC | Charlotte, NC | Austin, TX | SEC-registered investment adviser |
| Plexus Capital | Charlotte, NC | Raleigh, NC | SEC-registered investment adviser |
| PNC Wealth Management | Charlotte, NC | Pittsburgh, PA | SEC-registered investment adviser |
| Pretium Residential Credit Management, LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Pretium Single-Family Rental Manager III, LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Prime Capital Financial | Charlotte, NC | Overland Park, KS | SEC-registered investment adviser |
| Principal Advised Services | Charlotte, NC | Des Moines, IA | SEC-registered investment adviser |
| Principal Asset Management | Charlotte, NC | Des Moines, IA | SEC-registered investment adviser |
| Principal Securities, Inc. | Charlotte, NC | Des Moines, IA | SEC-registered investment adviser |
| Private Advisor Group, LLC | Rock Hill, SC | Morristown, NJ | SEC-registered investment adviser |
| RAM Realty Advisors LLC | Charlotte, NC | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Redding Ridge Asset Management (UK) LLP | Charlotte, NC | London, United Kingdom | SEC-registered investment adviser |
| Relation Wealth Management, Inc. | Charlotte, NC | Tulsa, OK | SEC-registered investment adviser |
| RF Investment Management Company LLC | Charlotte, NC | New York, NY | Exempt reporting adviser |
| RFG Advisory, LLC | Charlotte, NC | Vestavia Hills, AL | SEC-registered investment adviser |
| Rice Park Capital | Charlotte, NC | Plymouth, MN | SEC-registered investment adviser |
| Ritholtz Wealth Management | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Robert W. Baird & Co. Incorporated | Charlotte, NC | Milwaukee, WI | SEC-registered investment adviser |
| Rockefeller Capital Management | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Rockefeller Capital Management | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Royal Fund Management, LLC | Charlotte, NC | Lady Lake, FL | SEC-registered investment adviser |
| RPA Financial, LLC | Charlotte, NC | San Rafael, CA | SEC-registered investment adviser |
| Sagard Real Estate Advisors | Charlotte, NC | Denver, CO | SEC-registered investment adviser |
| Savant Wealth Management | Huntersville, NC | Rockford, IL | SEC-registered investment adviser |
| SB Advisory, LLC | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| SCS Capital Management LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Selective Wealth Management, Inc. | Charlotte, NC | Forest, VA | SEC-registered investment adviser |
| Serenity Investment Advisors | Charolotte, NC | Chicago, IL | SEC-registered investment adviser |
| Signal Advisors Wealth, LLC | Huntersville, NC | Detroit, MI | SEC-registered investment adviser |
| Signaturefd, LLC | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Silver Point Capital, L.P. | Charlotte, NC | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Private Credit Fund Management, LLC | Charlotte, NC | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Specialty Credit Fund Management, LLC | Charlotte, NC | Greenwich, CT | SEC-registered investment adviser |
| Silverhawk Capital Partners, LLC | Charlotte, NC | Overland Park, KS | SEC-registered investment adviser |
| Smith Salley Wealth Management | Charlotte, NC | Greensboro, NC | SEC-registered investment adviser |
| Soaring Investment Management, LLC | Huntersville, NC | Portland, OR | SEC-registered investment adviser |
| Sound Income Strategies, LLC | Charlotte, NC | Fort Lauderdale, FL | SEC-registered investment adviser |
| Stellus Capital Management, LLC | Charlotte, NC | Houston, TX | SEC-registered investment adviser |
| Stellus Private BDC Advisor, LLC | Charlotte, NC | Houston, TX | SEC-registered investment adviser |
| Stephens | Charlotte, NC | Little Rock, AR | SEC-registered investment adviser |
| Stonex Advisors Inc. | Cornelius, NC | Birmingham, AL | SEC-registered investment adviser |
| Strategic Wealth Investment Group, LLC | Charlotte, NC | Louisville, KY | SEC-registered investment adviser |
| Stratos Wealth Advisors LLC | Mint Hill, NC | Beachwood, OH | SEC-registered investment adviser |
| Summit Financial, LLC | Charlotte, NC | Parsippany, NJ | SEC-registered investment adviser |
| SVB Asset Management | Charlotte, NC | San Francisco, CA | SEC-registered investment adviser |
| SVB Wealth | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| Taylor & Morgan Asset Management, LLC D/B/A TM Advisors, L | Charlotte, NC | Troy, MI | SEC-registered investment adviser |
| The Burney Company | Indian Land, SC | Reston, VA | SEC-registered investment adviser |
| The Fiduciary Alliance | Charlotte, NC | Greenville, SC | SEC-registered investment adviser |
| The Mather Group, LLC | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| TIAA Kaspick, LLC | Charlotte, NC | Boston, MA | SEC-registered investment adviser |
| TIAA Wealth Investment Management LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| TIAA-CREF Investment Management LLC | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| TIAA-CREF Tuition Financing, Inc. | Charlotte, NC | New York, NY | SEC-registered investment adviser |
| Towers Watson Investment Services, Inc. | Charlotte, NC | Chicago, IL | SEC-registered investment adviser |
| TRU Independence Asset Management, LLC | Charlotte, NC | Portland, OR | SEC-registered investment adviser |
| Truist Advisory Services, Inc. | Charlotte, NC | Atlanta, GA | SEC-registered investment adviser |
| Trunorth Advisors | Charlotte, NC | Greenville, SC | SEC-registered investment adviser |
| U.S. Bancorp Asset Management, Inc. | Charlotte, NC | Minneapolis, MN | SEC-registered investment adviser |
| United Capital Financial Advisors | Charlotte, NC | Irving, TX | SEC-registered investment adviser |
| USA Financial Securities LLC | Matthews, NC | Ada, MI | SEC-registered investment adviser |
| USI Securities, Inc. | Charlotte, NC | Glastonbury, CT | SEC-registered investment adviser |
| Uwharrie Investment Advisors, Inc. | Charlotte, NC | Albemarle, NC | SEC-registered investment adviser |
| Vanguard Advisers, Inc. | Charlotte, NC | Malvern, PA | SEC-registered investment adviser |
| Vanguard Group Inc | Charlotte, NC | Malvern, PA | SEC-registered investment adviser |
| Victory Capital Management Inc. | Charlotte, NC | San Antonio, TX | SEC-registered investment adviser |
| Virtue Capital Management, LLC | Mooresville, NC | Brentwood, TN | SEC-registered investment adviser |
| Waverly Advisors, LLC | Charlotte, NC | Birmingham, AL | SEC-registered investment adviser |
| Wealth Enhancement Advisory Services, LLC | Charlotte, NC | Plymouth, MN | SEC-registered investment adviser |
| Wealthcare Capital Management LLC | Fort Mill, SC | Richmond, VA | SEC-registered investment adviser |
| Wealthspire Retirement Advisory | Charlotte, NC | Aliso Viejo, CA | SEC-registered investment adviser |
| Wells Fargo Advisors | Charlotte, NC | St. Louis, MO | SEC-registered investment adviser |
| Zermatt Wealth Advisors | Charlotte, NC | San Diego, CA | SEC-registered investment adviser |
Firms with an office here that publish no principal office location
These 3 firms list an office in Charlotte, NC on Form ADV, but their filings give no principal office location, so where they are headquartered is not known. They are not in the count above.
| Firm | Office | Registration |
|---|---|---|
| Admiral Capital Partners, LLC | Charlotte, NC | Exempt reporting adviser |
| Childfree Wealth | Charlotte, NC | SEC-registered investment adviser |
| Oasis Wealth Planning Advisors | Charlotte, NC | SEC-registered investment adviser |
Source: Form ADV, Schedule D, Section 1.F (other offices), from each firm's most recent filing that lists its offices, within the last 18 months. City and state only. A listed office is where the firm reports conducting advisory business. SEC-registered firms and exempt reporting advisers list only their 25 largest offices, so this is a floor, not a full count.
Cite this page
AdvisorCensus. Advisory firms with an office in Charlotte, NC, headquartered elsewhere. https://advisorcensus.com/advisors/nc/charlotte/branch-offices https://advisorcensus.com/advisors/nc/charlotte/branch-offices