Oasis Wealth Planning Advisors

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated May 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$275,944,003 as of October 2026, filing dated June 11, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Legal name

Oasis Wealth Planning Advisors, LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2024 (2 years)

Employees

Total: 12. Performing investment advisory functions: 7.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

9 other offices, as of the July 2026 filing

Alpharetta, GAAtlanta, GABowling Green, KYCharlotte, NCGreensville, SCHuntsville, ALPhiladelphia, PAPittsburgh, PATampa, FL

States registered or notice-filed

10 states or jurisdictions

ALFLGAKYMANCPASCTNTX

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

1 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

• 11.F Has an authorization to act as an attorney, accountant, or federal contractor granted to the firm or an advisory affiliate ever been revoked or suspended?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $254,358,828 in the October 2024 data and $275,944,003 in the October 2026 data, up 8%.

Total employees: 12 in October 2024 and 12 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. May 2026
   • Added an office in Alpharetta, GA.
2. April 2026
   • Employees performing advisory functions went from 5 to 7.
   • Added an office in Atlanta, GA.
   • Added an office in Bowling Green, KY.
   • Added an office in Charlotte, NC.
   • Added an office in Greensville, SC.
   • Added an office in Huntsville, AL.
   • Added an office in Philadelphia, PA.
   • Added an office in Pittsburgh, PA.
   • No longer lists an office in Greenville, SC.
   • Registered or notice-filed in AL, KY, PA.
   • Updated its list of owners and control persons (Schedule A).
3. January 2026
   • Employees performing advisory functions went from 6 to 5.
   • No longer lists an office in Franklin, TN.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.