The Fiduciary Alliance

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

Flat fee: $500 to $40,000 (Financial Planning Fixed Fee)

Hourly rate: $350 an hour (financial plans completed on an hourly basis)

As stated in the firm's Form ADV Part 2A brochure dated February 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$2,526,238,956 as of October 2026, filing dated September 4, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Legal name

Fiduciary Alliance LLC

Also doing business as

ALTUM WEALTH ALLIANCE, BRIDGEWAY WEALTH STRATEGIES, CREATIVE RETIREMENT SOLUTIONS GROUP, LLC, DAVID DUNN WEALTH, LLC, ECHELON FINANCIAL MANAGEMENT, ELM WEALTH ADVISORS, GUARD LEGACY, KINGDOM WEALTH MANAGEMENT, LONGVIEW ADVISORS, MADREN FINANCIAL, MERRIMACK WEALTH MANAGEMENT, MORROW WEALTH ADVISORY GROUP, NORRIS LAKE RETIREMENT PLANNING, LLC, PARALLEL FINANCIAL, PROVEST WEALTH ADVISORS, STELLA MARIS WEALTH, STEPHEN & ASSOCIATES, STEWARDSHIP INVESTMENTS, INC., TRIPLE 7 WEALTH

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 76. Performing investment advisory functions: 45.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

20 other offices, as of the October 2026 filing

Andover, MAAnoka, MNAtlanta, GAAustin, TXBagley, MNBeaumont, TXBrevard, NCCharlotte, NCHartsville, SCHigh Point, NCHouston, TXKirkland, WALafayette, INLagrange, GAMountain Home, ARNaples, FLSeneca, SCSpartanburg, SCSt. Augustine, FLSterling Heights, MI

States registered or notice-filed

43 states or jurisdictions

AKALARAZCACOCTFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENHNJNMNYOHOKORPASCSDTNTXVAWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $301,900,093 in the October 2021 data and $2,526,238,956 in the October 2026 data, up 737%.

Total employees: 13 in October 2021 and 76 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • No longer lists the business name Widows Financial Harbor.
   • No longer lists the business name Hoppes Wealth.
   • Added an office in Andover, MA.
   • No longer lists an office in Greenville, SC.
   • No longer lists an office in Tewksbury, MA.
2. September 2026
   • Added the business name Triple 7 Wealth.
   • Added the business name Provest Wealth Advisors.
   • Added the business name Madren Financial.
   • Changed its office addresses in Austin, TX.
   • Added an office in Greenville, SC.
   • Added an office in Lafayette, IN.
   • Added an office in Mountain Home, AR.
   • Added an office in Spartanburg, SC.
3. August 2026
   • No longer lists an office in Greer, SC.
4. July 2026
   • Added the business name Widows Financial Harbor.
   • Added the business name Stephen & Associates.
   • Added the business name Hoppes Wealth.
5. May 2026
   • Added an office in Houston, TX.
6. April 2026
   • Added an office in Charlotte, NC.
   • Added an office in Greenville, SC.
   • No longer lists an office in Okaite, SC.
7. March 2026
   • Regulatory assets under management went from $1,921,956,974 to $2,526,238,956 (+31%).
   • Employees performing advisory functions went from 38 to 45.
   • Added the business name Stella Maris Wealth.
   • Changed its office addresses in Beaumont, TX.
   • Registered or notice-filed in CT, IA, KS, KY, MD, ME, MO, MS, NM, OK, PA, WV, WY.
   • Updated its list of owners and control persons (Schedule A).
8. February 2026
   • Registered or notice-filed in IN.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.