AdvisorCensus / Financial advisors / Minnesota / Minneapolis / Rice Park Capital
Rice Park Capital
Filed as RICE PARK CAPITAL · Legal name Rice Park Capital Management LP
Rice Park Capital is an SEC-registered investment advisory firm in Plymouth, MN, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 25, 2026.
Quick answers
From the filingHow is Rice Park Capital compensated?
On its Form ADV (Item 5.E, October 2026), Rice Park Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
Where is Rice Park Capital located?
Rice Park Capital's principal office is in Plymouth, MN, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Rice Park Capital registered with the SEC or a state?
Rice Park Capital is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 304990.
How much does Rice Park Capital manage?
Rice Park Capital reports $1,370,976,535 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (34% discretionary).
How have Rice Park Capital's assets and staff changed since 2021?
In the Form ADV data for Rice Park Capital: Regulatory assets under management: $387,594,025 in the October 2022 data and $1,370,976,535 in the October 2026 data, up 254%. Total employees: 11 in October 2022 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Rice Park Capital serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).
Does Rice Park Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304990
What changed in Rice Park Capital's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5. Regulatory assets under management went from $1,234,416,733 to $1,370,976,535 (+11%). Added an office in Charlotte, NC. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated March 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$1,370,976,535 as of October 2026, filing dated June 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
Registration and firm details
Items 1, 2, 5- Legal name
- Rice Park Capital Management LP
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 21. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the July 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,370,976,535 | 21 | June 25, 2026 |
| October 2025 | $1,234,416,733 | 21 | May 7, 2025 |
| October 2024 | $891,160,056 | 19 | August 13, 2024 |
| October 2023 | $705,619,116 | 19 | June 8, 2023 |
| October 2022 | $387,594,025 | 11 | September 27, 2022 |
| October 2021 | Not reported | Not reported | March 31, 2021 |
Regulatory assets under management: $387,594,025 in the October 2022 data and $1,370,976,535 in the October 2026 data, up 254%.
Total employees: 11 in October 2022 and 21 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 6 to 5.
- Regulatory assets under management went from $1,234,416,733 to $1,370,976,535 (+11%).
- Added an office in Charlotte, NC.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rice Park Capital (CRD 304990): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rice-park-capital-plymouth-mn-304990