Modera Wealth Management, LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated March 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$17,678,214,162 as of October 2026, filing dated September 14, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2010 (15 years)

Employees

Total: 238. Performing investment advisory functions: 106.

Wrap fee program participation

No.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

22 other offices, as of the October 2026 filing

Allentown, PAAnnapolis, MDAsheville, NCAtlanta, GABoston, MACharlotte, NCInverness, FLMcLean, VANew Providence, NJNew York, NYOradell, NJPlantation, FLRye Brook, NYSarasota, FLSouth Jordan, UTSouthern Pines, NCSt. Petersburg, FLStevensville, MDTryon, NCWayne, PAWestwood, MAWinston-Salem, NC

States registered or notice-filed

44 states or jurisdictions

ALAZCACOCTDCDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

1 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Criminal matters Items 11.A and 11.B

• 11.A(2) In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $4,957,474,109 in the October 2021 data and $17,678,214,162 in the October 2026 data, up 257%.

Total employees: 81 in October 2021 and 238 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. October 2026
   • Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.A(2)).
   • Registered or notice-filed in CO.
2. July 2026
   • Added an office in Plantation, FL.
   • Updated its list of owners and control persons (Schedule A).
3. June 2026
   • Changed its office addresses in New York, NY.
4. April 2026
   • Employees performing advisory functions went from 113 to 106.
   • Regulatory assets under management went from $15,510,482,152 to $17,678,214,162 (+14%).
   • Changed its office addresses in Charlotte, NC.
   • Changed its office addresses in Inverness, FL.
   • Added an office in South Jordan, UT.
5. February 2026
   • Updated its list of owners and control persons (Schedule A).
6. December 2025
   • Registered or notice-filed in MT.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.