Stratos Wealth Advisors LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

The brochure lists different fees for different services or strategies. See the firm's brochure (dated April 20, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$5,573,579,738 as of October 2026, filing dated October 1, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Educational seminars/workshops

Also doing business as

A. CARMI FINANCIAL, INC., BARNWOOD CAPITAL, CENTURY WEALTH PARTNERS, EMERITUS WEALTH MANAGEMENT, FELLER WEALTH MANAGEMENT, FLAGSHIP FINANCIAL ADVISORS, GENERATIONS INVESTMENT MANAGEMENT, INTERSECTING WEALTH, LLC, INVESSENT WEALTH MANAGEMENRT, KOWAL FINANCIAL ADVISORS, MAJIED FINANCIAL GROUP, LLC, NILSEN FINANCIAL SERVICES, LLC, PISTONE WEALTH ADVISORS, RENO TAHOE WEALTH MANAGEMENT, RETIREMENT CORPORATION OF AMERICA, RIVERVIEW WEALTH PARTNERS, SPAIN & SMITH WEALTH ADVISORS, SYNERGY WEALTH MANAGEMENT, TAMARACK TRAIL INVESTMENT PARTNERS, TRUE NORTH WEALTH PARTNERS, VERITAS BOSTON WEALTH MANAGEMENT

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2016 (10 years)

Employees

Total: 170. Performing investment advisory functions: 67.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

22 other offices, as of the October 2026 filing

Brentwood, TNCanton, OHCincinnati, OHDublin, OHEvansville, INFairfax, VAFranklin, TNGloucester, NJHuntsville, ALMetairie, LAMint Hill, NCNorthbrook, ILPepper Pike, OHPhiladelphia, PAReno, NVReston, VARochester, NYRockland, MARoseville, CAWestlake Village, CAWestlake, OHWexford, PA

States registered or notice-filed

51 states or jurisdictions

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $1,804,488,220 in the October 2021 data and $5,573,579,738 in the October 2026 data, up 209%.

Total employees: 42 in October 2021 and 170 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. August 2026
   • Updated its list of owners and control persons (Schedule A).
2. May 2026
   • No longer lists the business name McCann Wealth Management.
3. April 2026
   • No longer lists the business name August Wealth Advisors.
   • Employees performing advisory functions went from 76 to 67.
   • Regulatory assets under management went from $4,905,828,030 to $5,573,579,738 (+14%).
   • Added an office in Franklin, TN.
   • No longer lists an office in Westport, CT.
   • Updated its list of owners and control persons (Schedule A).
4. January 2026
   • Updated its list of owners and control persons (Schedule A).
5. December 2025
   • No longer lists the business name Wozny Capital Advisors, LLC.
6. November 2025
   • Updated its list of owners and control persons (Schedule A).

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.