AdvisorCensus / Financial advisors / California / Los Angeles / Capital Synergy Partners
Capital Synergy Partners
Filed as CAPITAL SYNERGY PARTNERS · Legal name Capital Synergy Partners, Inc.
Capital Synergy Partners is a state-registered investment advisory firm in Irvine, CA, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 26, 2026.
Quick answers
From the filingHow is Capital Synergy Partners compensated?
On its Form ADV (Item 5.E, October 2026), Capital Synergy Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
Where is Capital Synergy Partners located?
Capital Synergy Partners' principal office is in Irvine, CA, according to its Form ADV.
Is Capital Synergy Partners registered with the SEC or a state?
Capital Synergy Partners is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 148733.
How much does Capital Synergy Partners manage?
Capital Synergy Partners reports $102,342,673 in regulatory assets under management in its Form ADV filing dated June 26, 2026 (0% discretionary).
What types of clients does Capital Synergy Partners serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (217); high net worth individuals (114).
Does Capital Synergy Partners report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148733
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$102,342,673 as of October 2026, filing dated June 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Capital Synergy Partners, Inc.
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2010 (15 years)
- Employees
- Total: 46. Performing investment advisory functions: 13.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
27 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Synergy Partners (CRD 148733): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-synergy-partners-irvine-ca-148733