AdvisorCensus / Financial advisors / California / San Jose, CA / Branch offices
Advisory firms with an office in San Jose, CA, headquartered elsewhere
120 investment advisory firms with a principal office outside the San Jose, CA metro area list an office in it on Form ADV (Schedule D, Section 1.F), from each firm's most recent filing that lists its offices. SEC-registered firms list their 25 largest offices, so this is a floor. Firms headquartered in the metro are on the main list.
| Firm | Office | Headquarters | Registration |
|---|---|---|---|
| 500 Global | Palo Alto, CA | Pleasant Hill, CA | Exempt reporting adviser |
| 500 Kimchi Management Company LLC | Palo Alto, CA | Pleasant Hill, CA | Exempt reporting adviser |
| Abven Services, Inc. | Palo Alto, CA | Dublin, Ireland | Exempt reporting adviser |
| Advent International, L.P. | Palo Alto, CA | Boston, MA | SEC-registered investment adviser |
| Advisors Capital Management, LLC | San Jose, CA | Ridgewood, NJ | SEC-registered investment adviser |
| Allworth Financial, L.P. | Campbell, CA | Folsom, CA | SEC-registered investment adviser |
| Alphacore Capital LLC | Los Gatos, CA | La Jolla, CA | SEC-registered investment adviser |
| American Century Investment Management Inc | Santa Clara, CA | Kansas City, MO | SEC-registered investment adviser |
| American Century Investments Private Client Group, Inc. | Santa Clara, CA | Kansas City, MO | SEC-registered investment adviser |
| American Investors Co | San Jose, CA | San Ramon, CA | SEC-registered investment adviser |
| Ameriprise Financial Services, LLC | San Jose, CA | Minneapolis, MN | SEC-registered investment adviser |
| Arete Wealth Advisors, LLC | Los Gatos, CA | Chicago, IL | SEC-registered investment adviser |
| ASB Capital Management LLC | Palo Alto, CA | Bethesda, MD | SEC-registered investment adviser |
| Aspiriant, LLC | Mountain View, CA | Los Angeles, CA | SEC-registered investment adviser |
| Athena Wealth Management, LLC | Los Gatos, CA | Reno, NV | SEC-registered investment adviser |
| Authentikos Wealth Advisory LLC | Campbell, CA | New Braunfels, TX | SEC-registered investment adviser |
| AWH Financial, LLC | Palo Alto, CA | Bala Cynwyd, PA | SEC-registered investment adviser |
| Bain Capital Ventures, LP | Palo Alto, CA | Boston, MA | SEC-registered investment adviser |
| Beacon Pointe Advisors, LLC | Campbell, CA | Newport Beach, CA | SEC-registered investment adviser |
| BMO Family Office, LLC | Palo Alto, CA | Chicago, IL | SEC-registered investment adviser |
| BPM Wealth Advisors, LLC | San Jose, CA | San Francisco, CA | SEC-registered investment adviser |
| Bregal Investments, Inc. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Brighton Jones LLC | Los Altos, CA | Seattle, WA | SEC-registered investment adviser |
| Cbiz Investment Advisory Services, LLC | San Jose, CA | Cleveland, OH | SEC-registered investment adviser |
| Cbiz Retirement Plan Advisory Services | San Jose, CA | Cleveland, OH | SEC-registered investment adviser |
| Centaurus Financial, Inc. | San Jose, CA | Anaheim, CA | SEC-registered investment adviser |
| Cerity Partners Retirement Plan Consultants | San Jose, CA | New York, NY | SEC-registered investment adviser |
| Certuity, LLC | Mountain View, CA | North Palm Beach, FL | SEC-registered investment adviser |
| Charles Schwab & Co., Inc. | Cupertino, CA | San Francisco, CA | SEC-registered investment adviser |
| Cooper McManus | San Jose, CA | Irvine, CA | SEC-registered investment adviser |
| Corner Capital Management, LLC | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Creative Financial Designs, Inc. | Hollister, CA | Kokomo, IN | SEC-registered investment adviser |
| Creative Planning | Santa Clara, CA | Overland Park, KS | SEC-registered investment adviser |
| CS Planning Corp | Cupertino, CA | Portland, OR | SEC-registered investment adviser |
| DBL Investors, LLC | Palo Alto, CA | San Francisco, CA | Exempt reporting adviser |
| DBL Partners | Palo Alto, CA | San Francisco, CA | Exempt reporting adviser |
| Debussy Capital Management LP | Los Gatos, CA | Chicago, IL | Exempt reporting adviser |
| Diversify Advisory Services, LLC | San Jose, CA | South Jordan, UT | SEC-registered investment adviser |
| Dynamic Wealth Strategies, LLC | San Jose, CA | Granite Bay, CA | SEC-registered investment adviser |
| Emerson Equity LLC | Los Gatos, CA | San Mateo, CA | SEC-registered investment adviser |
| Empirical Wealth Management | Los Gatos, CA | Seattle, WA | SEC-registered investment adviser |
| Exoduspoint Capital Management, LP | San Jose, CA | New York, NY | SEC-registered investment adviser |
| Falcon Wealth Planning, LLC | San Jose, CA | Ontario, CA | SEC-registered investment adviser |
| First Eagle Investment Management, LLC | Campbell, CA | New York, NY | SEC-registered investment adviser |
| First Eagle Separate Account Management, LLC | Campbell, CA | New York, NY | SEC-registered investment adviser |
| Flagstar Securities, Inc. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Flowing River Capital, LLC | Santa Clara, CA | Shanghai, China | Exempt reporting adviser |
| Fourstar Wealth Advisors, LLC | San Jose, CA | Chicago, IL | SEC-registered investment adviser |
| FPC Investment Advisory, Inc. | San Jose, CA | Petaluma, CA | SEC-registered investment adviser |
| Freestone Capital Management, LLC | Campbell, CA | Seattle, WA | SEC-registered investment adviser |
| Gibbs Wealth Management, LLC | San Jose, CA | Alpharetta, GA | SEC-registered investment adviser |
| Harvest Partners, LP | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Hendershott Wealth Management, LLC | San Jose, CA | Fishers, IN | SEC-registered investment adviser |
| Hightower Advisors, LLC | Campbell, CA | Chicago, IL | SEC-registered investment adviser |
| HSBC Securities (USA) Inc. | Cupertino, CA | New York, NY | SEC-registered investment adviser |
| Iconiq Capital, LLC | Palo Alto, CA | San Francisco, CA | SEC-registered investment adviser |
| Ignition Ventures | Los Altos, CA | Bellevue, WA | Exempt reporting adviser |
| Inspire Investing, LLC | Gilroy, CA | Meridian, ID | SEC-registered investment adviser |
| Integrated Advisors Network LLC | San Jose, CA | Dallas, TX | SEC-registered investment adviser |
| Integrity Advisory Solutions | Campbell, CA | Dallas, TX | SEC-registered investment adviser |
| King Street Capital Management, L.P. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Kingsview Wealth Management, LLC | Mountain View, CA | Grants Pass, OR | SEC-registered investment adviser |
| Liberty Wealth Management, LLC | Cupertino, CA | Oakland, CA | SEC-registered investment adviser |
| Lido | East Palo Alto, CA | Los Angeles, CA | SEC-registered investment adviser |
| LPL Enterprise, LLC | San Jose, CA | Fort Mill, SC | SEC-registered investment adviser |
| MA Private Wealth, LLC | Campbell, CA | San Carlos, CA | SEC-registered investment adviser |
| Madrona Venture Group, LLC | Palo Alto, CA | Seattle, WA | Exempt reporting adviser |
| Mariner | Morgan Hill, CA | Overland Park, KS | SEC-registered investment adviser |
| Mariner Advisor Network | Campbell, CA | Overland Park, KS | SEC-registered investment adviser |
| Mariner Independent | Campbell, CA | Overland Park, KS | SEC-registered investment adviser |
| Marshall Wace North America L.P. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Marunouchi Innovation Partners Co., Ltd. | Palo Alto, CA | Tokyo, Japan | Exempt reporting adviser |
| Maverick Capital Ltd | Santa Clara, CA | Dallas, TX | SEC-registered investment adviser |
| Mingxin China Growth Management Company, Ltd | Palo Alto, CA | Camana Bay, Grand Cayman, Cayman Islands | Exempt reporting adviser |
| Modern Wealth Management, LLC | Campbell, CA | Kansas City, MO | SEC-registered investment adviser |
| Mutual Advisors, LLC | San Jose, CA | Omaha, NE | SEC-registered investment adviser |
| Newedge Advisors | Sunnyvale, CA | New Orleans, LA | SEC-registered investment adviser |
| NFX Capital Management, LLC | Palo Alto, CA | San Francisco, CA | Exempt reporting adviser |
| Nippon Life Global Investors Americas, Inc. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| O'Donnell Financial Services, LLC | San Jose, CA | San Rafael, CA | SEC-registered investment adviser |
| OCA Ventures, LLC | Palo Alto, CA | Chicago, IL | SEC-registered investment adviser |
| Pacific Lake Partners, L.L.C. | Palo Alto, CA | Boston, MA | SEC-registered investment adviser |
| Perigon Wealth Management, LLC | Palo Alto, CA | San Francisco, CA | SEC-registered investment adviser |
| PFG Advisors | Campbell, CA | Phoenix, AZ | SEC-registered investment adviser |
| Planmember Securities Corporation | Campbell, CA | Carpinteria, CA | SEC-registered investment adviser |
| POINT72 Asset Management, L.P. | Palo Alto, CA | Stamford, CT | SEC-registered investment adviser |
| Promontory Financial Planning, LLC | Los Altos, CA | Farmington, UT | SEC-registered investment adviser |
| Rockefeller Capital Management | Los Gatos, CA | New York, NY | SEC-registered investment adviser |
| Rockefeller Capital Management | Los Altos, CA | New York, NY | SEC-registered investment adviser |
| Rockford Tower Asset Management, L.L.C. | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Sageview Capital LP | Palo Alto, CA | Greenwich, CT | SEC-registered investment adviser |
| Sanctuary Advisors, LLC | Los Gatos, CA | Miami, FL | SEC-registered investment adviser |
| Savant Wealth Management | Los Gatos, CA | Rockford, IL | SEC-registered investment adviser |
| Shorevest Partners, Ltd. | Los Gatos, CA | Tortola, British Virgin Islands | SEC-registered investment adviser |
| Sierra Pacific Private Wealth, LLC | Cupertino, CA | Pleasanton, CA | SEC-registered investment adviser |
| Silver Point Capital, L.P. | Palo Alto, CA | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Private Credit Fund Management, LLC | Palo Alto, CA | Greenwich, CT | SEC-registered investment adviser |
| Silver Point Specialty Credit Fund Management, LLC | Palo Alto, CA | Greenwich, CT | SEC-registered investment adviser |
| Sora Investors | Palo Alto, CA | Bryn Mawr, PA | SEC-registered investment adviser |
| Sound Income Strategies, LLC | San Jose, CA | Fort Lauderdale, FL | SEC-registered investment adviser |
| Statheros Financial Solutions, Inc. | San Jose, CA | El Dorado Hills, CA | SEC-registered investment adviser |
| Stepstone Group LP | Palo Alto, CA | La Jolla, CA | SEC-registered investment adviser |
| Streetbeat LLC | Palo Alto, CA | Wilmington, DE | SEC-registered investment adviser |
| SVB Asset Management | Santa Clara, CA | San Francisco, CA | SEC-registered investment adviser |
| The Caprock Group, LLC | San Jose, CA | Boise, ID | SEC-registered investment adviser |
| The Wealth Consulting Group | Cupertino, CA | Las Vegas, NV | SEC-registered investment adviser |
| Three Bell Capital LLC | Los Altos, CA | Dallas, TX | SEC-registered investment adviser |
| TLG Advisors, Inc. | Sunnyvale, CA | Summit, NJ | SEC-registered investment adviser |
| Transamerica Financial Advisors, LLC | Alviso, CA | Philadelphia, PA | SEC-registered investment adviser |
| U.S. Bancorp Advisors, LLC | Cupertino, CA | Saint Paul, MN | SEC-registered investment adviser |
| Valor Equity Partners | Palo Alto, CA | Chicago, IL | SEC-registered investment adviser |
| Vanderbilt Advisory Services | San Jose, CA | Woodbury, NY | SEC-registered investment adviser |
| Venrock Adviser, LLC | Palo Alto, CA | New York, NY | SEC-registered investment adviser |
| Veraz Advisors | San Jose, CA | San Ramon, CA | SEC-registered investment adviser |
| Vita Planning Group LLC | Mountain View, CA | Camas, WA | SEC-registered investment adviser |
| Vivo Equity Investment Management (shanghai) Co. Ltd. | Palo Alto, CA | Shanghai, China | Exempt reporting adviser |
| Wealth Enhancement Advisory Services, LLC | Cupertino, CA | Plymouth, MN | SEC-registered investment adviser |
| Wells Fargo Advisors | San Jose, CA | St. Louis, MO | SEC-registered investment adviser |
| West RIM Capital Associates II, L.P. | Palo Alto, CA | Lehi, UT | SEC-registered investment adviser |
| West RIM II UGP, LLC | Palo Alto, CA | Lehi, UT | SEC-registered investment adviser |
Firms with an office here that publish no principal office location
These 4 firms list an office in San Jose, CA on Form ADV, but their filings give no principal office location, so where they are headquartered is not known. They are not in the count above.
| Firm | Office | Registration |
|---|---|---|
| Eastsound Capital Advisors, LLC | Morgan Hill, CA | SEC-registered investment adviser |
| Family CFO Inc | Los Altos, CA | SEC-registered investment adviser |
| LCV Management, LP | Cupertino, CA | SEC-registered investment adviser |
| Monta Vista Capital | Mountain View, CA | Exempt reporting adviser |
Source: Form ADV, Schedule D, Section 1.F (other offices), from each firm's most recent filing that lists its offices, within the last 18 months. City and state only. A listed office is where the firm reports conducting advisory business. SEC-registered firms and exempt reporting advisers list only their 25 largest offices, so this is a floor, not a full count.
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AdvisorCensus. Advisory firms with an office in San Jose, CA, headquartered elsewhere. https://advisorcensus.com/advisors/ca/san-jose/branch-offices https://advisorcensus.com/advisors/ca/san-jose/branch-offices