AdvisorCensus / Financial advisors / Rhode Island / Providence, RI / Branch offices
Advisory firms with an office in Providence, RI, headquartered elsewhere
74 investment advisory firms with a principal office outside the Providence, RI metro area list an office in it on Form ADV (Schedule D, Section 1.F), from each firm's most recent filing that lists its offices. SEC-registered firms list their 25 largest offices, so this is a floor. Firms headquartered in the metro are on the main list.
| Firm | Office | Headquarters | Registration |
|---|---|---|---|
| 1st Discount Brokerage, Inc. | Providence, RI | Lake Worth, FL | SEC-registered investment adviser |
| Advice and Planning Services | Providence, RI | New York, NY | SEC-registered investment adviser |
| AE Wealth Management, LLC | Warwick, RI | Topeka, KS | SEC-registered investment adviser |
| Alphacore Capital LLC | Tiverton, RI | La Jolla, CA | SEC-registered investment adviser |
| Apella Wealth | Providence, RI | West Hartford, CT | SEC-registered investment adviser |
| Apforia | North Kingstown,, RI | Virginia Beach, VA | SEC-registered investment adviser |
| Arax Advisory Partners | Middletown, RI | New York, NY | SEC-registered investment adviser |
| Armstrong Advisory Group Inc. | Cranston, RI | Needham, MA | SEC-registered investment adviser |
| Bankers Life Advisory Services, Inc. | Warwick, RI | Chicago, IL | SEC-registered investment adviser |
| Bradley Foster & Sargent Inc | Westerly, RI | Hartford, CT | SEC-registered investment adviser |
| Breakwall Investment Advisor LLC | Newport, RI | Port Washington, NY | SEC-registered investment adviser |
| Brookwood Investment Group | Warick, RI | Phoenix, AZ | SEC-registered investment adviser |
| Callodine BDC Advisor, LLC | Narrangansett, RI | Boston, MA | SEC-registered investment adviser |
| Callodine Credit Management | Narragansett, RI | Boston, MA | SEC-registered investment adviser |
| Cbiz Investment Advisory Services, LLC | Providence, RI | Cleveland, OH | SEC-registered investment adviser |
| Citizens Private Wealth | Johnston, RI | Tarrytown, NY | SEC-registered investment adviser |
| Clarendon Private LLC | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Claro Advisors Inc. | Narragansett, RI | Boston, MA | SEC-registered investment adviser |
| Cliftonlarsonallen Wealth Advisors, LLC | New Bedford, MA | Minneapolis, MN | SEC-registered investment adviser |
| Cornerstone Financial Management LLC | Newport, RI | Burlington, MA | SEC-registered investment adviser |
| Crestwood Advisors | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Cutter Financial Group LLC | Mansfield, MA | Falmouth, MA | SEC-registered investment adviser |
| Dakota Wealth, LLC | Mansfield, MA | Palm Beach Gardens, FL | SEC-registered investment adviser |
| F L Putnam Investment Management Co. | Providence, RI | Lynnfield, MA | SEC-registered investment adviser |
| Familywealth | North Attleboro, MA | Lake Mary, FL | SEC-registered investment adviser |
| Fidelity Diversifying Solutions LLC | Smithfield, RI | Boston, MA | SEC-registered investment adviser |
| Fidelity Institutional Wealth Adviser LLC | Smithfield, RI | Boston, MA | SEC-registered investment adviser |
| Fidelity Management & Research Company LLC | Smithfield, RI | Boston, MA | SEC-registered investment adviser |
| Florida Financial Advisors, LLC | Cranston, RI | Tampa, FL | SEC-registered investment adviser |
| Fourstar Wealth Advisors, LLC | Providence, RI | Chicago, IL | SEC-registered investment adviser |
| Fox Hill Wealth Management | Newport, RI | Dedham, MA | SEC-registered investment adviser |
| Gladstone Wealth Partners | Warwick, RI | Palm Beach Gardens, FL | SEC-registered investment adviser |
| Great Valley Advisor Group, LLC | Newport, RI | Berwyn, PA | SEC-registered investment adviser |
| Hightower Advisors, LLC | South Easton, MA | Chicago, IL | SEC-registered investment adviser |
| Horace Mann Investors, Inc. | East Greenwich, RI | Springfield, IL | SEC-registered investment adviser |
| Independent Financial Partners | Barrington, RI | Tampa, FL | SEC-registered investment adviser |
| Integrated Wealth Concepts LLC | Cranston, RI | Waltham, MA | SEC-registered investment adviser |
| IP Financial Advisory Services LLC | Westport, MA | Charlotte, NC | SEC-registered investment adviser |
| Kayne Anderson Rudnick Investment Management, LLC | Providence, RI | Los Angeles, CA | SEC-registered investment adviser |
| Kestra Private Wealth Services, LLC | Cranston, RI | Austin, TX | SEC-registered investment adviser |
| Kintra Wealth, LLC | Greenville, RI | Williamsport, PA | SEC-registered investment adviser |
| Lasalle ST. Investment Advisors, L.L.C. | Providence, RI | Elmhurst, IL | SEC-registered investment adviser |
| Levatus LLC | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Marathon Financial Group | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Mariner | Portsmouth, RI | Overland Park, KS | SEC-registered investment adviser |
| Mariner Independent | East Greenwich, RI | Overland Park, KS | SEC-registered investment adviser |
| Mayflower Advisors | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Navy Federal Investment Services, LLC | Newport, RI | Vienna, VA | SEC-registered investment adviser |
| Northeast Planning Associates, Inc. | Fairhaven, MA | Bedford, NH | SEC-registered investment adviser |
| Osaic Wealth, Inc. | Warwick, RI | Scottsdale, AZ | SEC-registered investment adviser |
| Pallas Capital Advisors, LLC | Newport, RI | Braintree, MA | SEC-registered investment adviser |
| Pathstone | Providence, RI | Englewood, NJ | SEC-registered investment adviser |
| Pathway Capital Management, LP | Providence, RI | Irvine, CA | SEC-registered investment adviser |
| Pinnacle Investments, LLC | Boca Raton, FL | East Syracuse, NY | SEC-registered investment adviser |
| Polar Capital | Providence, RI | London, United Kingdom | SEC-registered investment adviser |
| Polar Capital (america) Corporation | Providence, RI | Tampa, FL | SEC-registered investment adviser |
| Prosperity Capital Advisors | North Kingstown, RI | Westlake, OH | SEC-registered investment adviser |
| RBC Capital Markets, LLC | Providence, RI | New York, NY | SEC-registered investment adviser |
| Robertson Stephens | South Kingstown, RI | San Francisco, CA | SEC-registered investment adviser |
| Savant Wealth Management | Middletown, RI | Rockford, IL | SEC-registered investment adviser |
| SCS Capital Management LLC | Providence, RI | Boston, MA | SEC-registered investment adviser |
| Sound Income Strategies, LLC | Cranston, RI | Fort Lauderdale, FL | SEC-registered investment adviser |
| Sowell Management | Dartmouth, MA | North Little Rock, AR | SEC-registered investment adviser |
| Strategic Advisers LLC | Smithfield, RI | Boston, MA | SEC-registered investment adviser |
| Success Wealth Management LLC | Bristol, RI | Wexford, PA | SEC-registered investment adviser |
| Summit Financial, LLC | West Warwick, RI | Parsippany, NJ | SEC-registered investment adviser |
| The Mather Group, LLC | Providence, RI | Chicago, IL | SEC-registered investment adviser |
| TLG Advisors, Inc. | Warwick, RI | Summit, NJ | SEC-registered investment adviser |
| Transcend Capital Advisors, LLC | Middletown, RI | Madison, NJ | SEC-registered investment adviser |
| Westminster Financial Advisory Corp | East Greenwich, RI | Beavercreek, OH | SEC-registered investment adviser |
| Whalerock Point Partners, LLC | Newport, RI | West Palm Beach, FL | SEC-registered investment adviser |
| William Joseph Capital Management, Inc. | Newport, RI | Bristol, CT | SEC-registered investment adviser |
| World Investment Advisors, LLC | Warwick, RI | Lincroft, NJ | SEC-registered investment adviser |
| Xypn Sapphire | North Kingstown, RI | Bozeman, MT | SEC-registered investment adviser |
Firms with an office here that publish no principal office location
These 3 firms list an office in Providence, RI on Form ADV, but their filings give no principal office location, so where they are headquartered is not known. They are not in the count above.
| Firm | Office | Registration |
|---|---|---|
| Astoria Strategic Wealth, Inc. | Providence, RI | SEC-registered investment adviser |
| The Capital Group Fiduciary Advisors, LLC | Cranston, RI | SEC-registered investment adviser |
| Wellth Advisory Services, LLC | Providence, RI | SEC-registered investment adviser |
Source: Form ADV, Schedule D, Section 1.F (other offices), from each firm's most recent filing that lists its offices, within the last 18 months. City and state only. A listed office is where the firm reports conducting advisory business. SEC-registered firms and exempt reporting advisers list only their 25 largest offices, so this is a floor, not a full count.
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AdvisorCensus. Advisory firms with an office in Providence, RI, headquartered elsewhere. https://advisorcensus.com/advisors/ri/providence/branch-offices https://advisorcensus.com/advisors/ri/providence/branch-offices