IP Financial Advisory Services LLC

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)
• Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

See the firm's brochure (dated June 30, 2026) for its fees and any account minimum, on the SEC's IAPD site.

$481,397,453 as of October 2026, filing dated June 30, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Portfolio management for businesses (other than small businesses) or institutional clients
• Pension consulting services
• Selection of other advisers (including private fund managers)
• Other

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2019 (6 years)

Employees

Total: 112. Performing investment advisory functions: 112.

Wrap fee program participation

No.

Other offices (Schedule D, Section 1.F)

24 other offices, as of the July 2026 filing

Brandon, MSByron Center, MICentennial, CODunedin, FLEagle, IDFarmington Hills, MIFort Myers, FLGreensburg, PAHendereson, NVHenderson, NVHollywood, FLKalispell, MTMelbourne, FLMt Pleasant, SCNorth Haven, DEOklahoma City, OKPanama City, FLPeoria, AZRaliegh, NCReno, NVRiverside, CASalt Lake City, UTShelby Charter Twp, MIWestport, MA

States registered or notice-filed

48 states or jurisdictions

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SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $114,732,682 in the October 2021 data and $481,397,453 in the October 2026 data, up 320%.

Total employees: 53 in October 2021 and 112 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.