Northeast Planning Associates, Inc.

• A percentage of assets under your management
• Hourly charges
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$413,996,638 as of October 2026, filing dated May 8, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Pension consulting services
• Selection of other advisers (including private fund managers)

Also doing business as

ACADIA WEALTH PLANNING, HERITAGE WEALTH PLANNING, MAINE WEALTH PLANNING, NEWBURYPORT PLANNING, OLIVE TREE WEALTH, PROVISION WEALTH PLANNING, TAMAGNI WEALTH ADVISORS

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2017 (9 years)

Employees

Total: 129. Performing investment advisory functions: 69.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

LPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

21 other offices, as of the June 2026 filing

Bangor, MEBedford, NHCanton, MAChandler, AZFairhaven, MAFalmouth, MEGoffstown, NHMadison, MEManchester, NHMilford, MANashua, NHNewburyport, MANewington, NHPortsmouth, NHRochester, NHSalem, NHSouthborough, MAWaltham, MAWestfield, MAWoburn, MAYarmouth, ME

States registered or notice-filed

12 states or jurisdictions

AZCTDEFLMAMENHNYPARITXVT

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $224,484,897 in the October 2021 data and $413,996,638 in the October 2026 data, up 84%.

Total employees: 121 in October 2021 and 129 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Registered or notice-filed in CT.
2. April 2026
   • Employees performing advisory functions went from 63 to 69.
   • Regulatory assets under management went from $327,668,966 to $413,996,638 (+26%).
   • Changed its office addresses in Bangor, ME.
   • Added an office in Bedford, NH.
   • Added an office in Goffstown, NH.
   • No longer lists an office in Belfast, ME.
   • No longer lists an office in Biddeford, ME.
   • No longer lists an office in Brewer, ME.
   • No longer lists an office in Cambridge, MA.
   • No longer lists an office in Corinth, ME.
   • No longer lists an office in East Millinocket, ME.
   • No longer lists an office in Ellsworth, ME.
   • No longer lists an office in Fairhaven, MA.
   • No longer lists an office in Gardner, MA.
   • No longer lists an office in Hampden, ME.
   • No longer lists an office in Jay, ME.
   • No longer lists an office in Madawaska, ME.
   • No longer lists an office in Manchester, NH.
   • No longer lists an office in Methuen, MA.
   • No longer lists an office in Mexico, ME.
   • No longer lists an office in Milo, ME.
   • No longer lists an office in Norway, ME.
   • No longer lists an office in West Wareham, MA.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.