AdvisorCensus / Financial advisors / Iowa / Davenport / TFP Management, LLC
TFP Management, LLC is an SEC-registered investment advisory firm in Bettendorf, IA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is TFP Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), TFP Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does TFP Management, LLC charge?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Up to $500,000: 1.15% a year; $500,001 to $1,000,000: 0.85% a year; Above $1,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is TFP Management, LLC located?
TFP Management, LLC's principal office is in Bettendorf, IA, according to its Form ADV.
Is TFP Management, LLC registered with the SEC or a state?
TFP Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313543.
How much does TFP Management, LLC manage?
TFP Management, LLC reports $272,999,277 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).
How have TFP Management, LLC's assets and staff changed since 2021?
In the Form ADV data for TFP Management, LLC: Regulatory assets under management: $180,310,003 in the October 2021 data and $272,999,277 in the October 2026 data, up 51%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does TFP Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (592); high net worth individuals (68).
Which custodians does TFP Management, LLC use?
TFP Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does TFP Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313543
Does TFP Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 26, 2026 says: "We offer our services to individuals, high net worth individuals , and corporations and other business entities (i.e., Simple IRAs). We do not require a minimum account size."
What changed in TFP Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $217,711,655 to $272,999,277 (+25%). Registered or notice-filed in AZ.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.15% |
| $500,001 to $1,000,000 | 0.85% |
| Above $1,000,000 | 0.6% |
The brochure's wording
Our annual management fee is based on the following fee schedule: Account Value Annual Management Fee $0 – $500,000 1.15% $500,001 - $1,000,000 0.85% Above $1,000,000 0.60%
Account minimum: None
The brochure's wording
We offer our services to individuals, high net worth individuals , and corporations and other business entities (i.e., Simple IRAs). We do not require a minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$272,999,277 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $272,999,277 | 4 | March 26, 2026 |
| October 2025 | $217,711,655 | 4 | April 29, 2025 |
| October 2024 | $208,707,000 | 3 | March 8, 2024 |
| October 2023 | $170,497,318 | 3 | March 29, 2023 |
| October 2022 | $155,265,453 | 3 | March 30, 2022 |
| October 2021 | $180,310,003 | 2 | September 29, 2021 |
Regulatory assets under management: $180,310,003 in the October 2021 data and $272,999,277 in the October 2026 data, up 51%.
Total employees: 2 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $217,711,655 to $272,999,277 (+25%).
- Registered or notice-filed in AZ.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. TFP Management, LLC (CRD 313543): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/tfp-management-llc-bettendorf-ia-313543