AdvisorCensus / Financial advisors / Iowa / Davenport / AOT Invest LLC
AOT Invest LLC is an SEC-registered investment advisory firm in Davenport, IA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.
Quick answers
From the filingHow is AOT Invest LLC compensated?
On its Form ADV (Item 5.E, October 2026), AOT Invest LLC reports these compensation arrangements: a percentage of assets under its management; other.
Where is AOT Invest LLC located?
AOT Invest LLC's principal office is in Davenport, IA, according to its Form ADV.
Is AOT Invest LLC registered with the SEC or a state?
AOT Invest LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319016.
How much does AOT Invest LLC manage?
AOT Invest LLC reports $102,580,000 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (100% discretionary).
How have AOT Invest LLC's assets and staff changed since 2022?
In the Form ADV data for AOT Invest LLC: Regulatory assets under management: $15,080,000 in the October 2022 data and $102,580,000 in the October 2026 data, up 580%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does AOT Invest LLC serve?
By number of clients on Form ADV Item 5.D: investment companies (1).
Does AOT Invest LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319016
What changed in AOT Invest LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $49,081,185 to $91,250,000 (+86%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$102,580,000 as of October 2026, filing dated August 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for investment companies (and business development companies)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $102,580,000 | 1 | August 20, 2026 |
| October 2025 | $49,081,185 | 1 | March 3, 2025 |
| October 2024 | $31,940,000 | 1 | January 26, 2024 |
| October 2023 | $19,811,000 | 1 | March 15, 2023 |
| October 2022 | $15,080,000 | 1 | July 1, 2022 |
Regulatory assets under management: $15,080,000 in the October 2022 data and $102,580,000 in the October 2026 data, up 580%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $49,081,185 to $91,250,000 (+86%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. AOT Invest LLC (CRD 319016): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/aot-invest-llc-davenport-ia-319016