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Romain Walsh Clerou Professional Investment MGMT
Filed as ROMAIN WALSH CLEROU PROFESSIONAL INVESTMENT MGMT · Legal name Clerou Romain Pierre Walsh
Romain Walsh Clerou Professional Investment MGMT is an SEC-registered investment advisory firm in Sonoma, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.
Quick answers
From the filingHow is Romain Walsh Clerou Professional Investment MGMT compensated?
On its Form ADV (Item 5.E, October 2026), Romain Walsh Clerou Professional Investment MGMT reports these compensation arrangements: a percentage of assets under its management.
What does Romain Walsh Clerou Professional Investment MGMT's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 9, 2026 states: Asset-based fee: 0.7% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Romain Walsh Clerou Professional Investment MGMT located?
Romain Walsh Clerou Professional Investment MGMT's principal office is in Sonoma, CA, according to its Form ADV.
Is Romain Walsh Clerou Professional Investment MGMT registered with the SEC or a state?
Romain Walsh Clerou Professional Investment MGMT is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 111081.
How much does Romain Walsh Clerou Professional Investment MGMT manage?
Romain Walsh Clerou Professional Investment MGMT reports $218,943,043 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).
How have Romain Walsh Clerou Professional Investment MGMT's assets and staff changed since 2021?
In the Form ADV data for Romain Walsh Clerou Professional Investment MGMT: Regulatory assets under management: $142,308,680 in the October 2021 data and $218,943,043 in the October 2026 data, up 54%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Romain Walsh Clerou Professional Investment MGMT serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (9).
Which custodians does Romain Walsh Clerou Professional Investment MGMT use?
Romain Walsh Clerou Professional Investment MGMT's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Romain Walsh Clerou Professional Investment MGMT report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111081
Does Romain Walsh Clerou Professional Investment MGMT state an account minimum?
Its Form ADV Part 2A brochure dated March 9, 2026 says: "RWC has a minimum account value requirement for prospective clients of $1,000,000 although RWC will consider the potential for growth when evaluating a prospective client."
What changed in Romain Walsh Clerou Professional Investment MGMT's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $187,036,420 to $218,943,043 (+17%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.7% of assets a year
The brochure's wording
RWC charges a flat fee for services that is based solely on the assets under management. The flat fee is 0.70% (seven-tenths of a percent) per annum.
Account minimum: $1,000,000
The brochure's wording
RWC has a minimum account value requirement for prospective clients of $1,000,000 although RWC will consider the potential for growth when evaluating a prospective client.
As stated in the firm's Form ADV Part 2A brochure dated March 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$218,943,043 as of October 2026, filing dated March 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Clerou Romain Pierre Walsh
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $218,943,043 | 1 | March 9, 2026 |
| October 2025 | $187,036,420 | 1 | March 21, 2025 |
| October 2024 | $163,240,756 | 1 | March 8, 2024 |
| October 2023 | $143,910,377 | 1 | March 6, 2023 |
| October 2022 | $175,423,399 | 1 | March 18, 2022 |
| October 2021 | $142,308,680 | 1 | March 10, 2021 |
Regulatory assets under management: $142,308,680 in the October 2021 data and $218,943,043 in the October 2026 data, up 54%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $187,036,420 to $218,943,043 (+17%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Romain Walsh Clerou Professional Investment MGMT (CRD 111081): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/romain-walsh-clerou-professional-investment-mgmt-sonoma-ca-111081