AdvisorCensus / Financial advisors / California / Santa Rosa, CA / New firms
New investment advisory firms in Santa Rosa, CA
3 investment advisory firms in Santa Rosa, CA first appeared on the SEC's monthly lists of registered advisers or exempt reporting advisers in the last twelve months of data, newest first, under the month of the list they first appeared on. New state registrations are not included, because AdvisorCensus began capturing state data in September 2026. Each entry links to the firm's filing. Rebuilt monthly.
September 2026 (1)
| Firm | Location | Registration |
|---|---|---|
| Swad Wealth Management LLC | Santa Rosa, CA | SEC-registered investment adviser |
August 2026 (1)
| Firm | Location | Registration |
|---|---|---|
| Allpoint Financial Group | Petaluma, CA | SEC-registered investment adviser |
February 2026 (1)
| Firm | Location | Registration |
|---|---|---|
| Madson Wealth Advisors Inc. | Santa Rosa, CA | SEC-registered investment adviser |
Source: month-to-month comparison of the SEC's monthly adviser data and the state compilation feed. A firm appears in the month it first shows up as registered or reporting.
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AdvisorCensus. New investment advisory firms in Santa Rosa, CA. https://advisorcensus.com/advisors/ca/santa-rosa/new-firms https://advisorcensus.com/advisors/ca/santa-rosa/new-firms