AdvisorCensus / Financial advisors / California / Santa Rosa / JPC Wealth Management, Inc.
JPC Wealth Management, Inc. is an SEC-registered investment advisory firm in Petaluma, CA, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.
Quick answers
From the filingHow is JPC Wealth Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), JPC Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does JPC Wealth Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated June 25, 2026 states: Asset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is JPC Wealth Management, Inc. located?
JPC Wealth Management, Inc.'s principal office is in Petaluma, CA, according to its Form ADV.
Is JPC Wealth Management, Inc. registered with the SEC or a state?
JPC Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 120267.
How much does JPC Wealth Management, Inc. manage?
JPC Wealth Management, Inc. reports $312,723,265 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (100% discretionary).
How have JPC Wealth Management, Inc.'s assets and staff changed since 2021?
In the Form ADV data for JPC Wealth Management, Inc.: Regulatory assets under management: $247,628,744 in the October 2021 data and $312,723,265 in the October 2026 data, up 26%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does JPC Wealth Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (86); individuals (other than high net worth individuals) (69).
Which custodians does JPC Wealth Management, Inc. use?
JPC Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does JPC Wealth Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120267
Does JPC Wealth Management, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated June 25, 2026 says: "Generally we require that you maintain $1,000,000 under management with us. However, we may waive that minimum at our sole discretion."
What changed in JPC Wealth Management, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Changed its legal name from Curran & Lewis Investment Management, Inc. to JPC Wealth Management, Inc.. Regulatory assets under management went from $253,613,784 to $312,723,265 (+23%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.5% to 1.25% a year (a range, as the brochure states it)
The brochure's wording
Fees for investment management range from 0.50% to 1.25% per year of the assets under management.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally we require that you maintain $1,000,000 under management with us. However, we may waive that minimum at our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated June 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$312,723,265 as of October 2026, filing dated June 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2002 (24 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $312,723,265 | 3 | June 25, 2026 |
| October 2025 | $253,613,784 | 3 | April 21, 2025 |
| October 2024 | $239,081,132 | 3 | March 28, 2024 |
| October 2023 | $237,516,254 | 3 | March 16, 2023 |
| October 2022 | $256,359,525 | 2 | April 7, 2022 |
| October 2021 | $247,628,744 | 1 | March 31, 2021 |
Regulatory assets under management: $247,628,744 in the October 2021 data and $312,723,265 in the October 2026 data, up 26%.
Total employees: 1 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Changed its legal name from Curran & Lewis Investment Management, Inc. to JPC Wealth Management, Inc..
- Regulatory assets under management went from $253,613,784 to $312,723,265 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. JPC Wealth Management, Inc. (CRD 120267): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/jpc-wealth-management-inc-petaluma-ca-120267