AdvisorCensus / Financial advisors / New York / Buffalo / Rabenold Advisors, Inc.
Rabenold Advisors, Inc. is an SEC-registered investment advisory firm in Williamsville, NY, registered since 2026, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.
Quick answers
From the filingHow is Rabenold Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Rabenold Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; other.
How much does Rabenold Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated March 4, 2026 states: Up to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Rabenold Advisors, Inc. located?
Rabenold Advisors, Inc.'s principal office is in Williamsville, NY, according to its Form ADV.
Is Rabenold Advisors, Inc. registered with the SEC or a state?
Rabenold Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 283882.
How much does Rabenold Advisors, Inc. manage?
Rabenold Advisors, Inc. reports $35,557,038 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).
What types of clients does Rabenold Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (73); high net worth individuals (9).
Which custodians does Rabenold Advisors, Inc. use?
Rabenold Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Rabenold Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283882
Does Rabenold Advisors, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 4, 2026 says: "The Firm does not impose a minimum account size requirement." "Rabenold Advisors, Inc. does not have a minimum annual fee or minimum account size."
What changed in Rabenold Advisors, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,000 to $5,000,000 | 0.75% |
| Above $5,000,000 | 0.5% |
The brochure's wording
Fee Schedule: 1.00% on the first $2,000,000; 0.75% on the next $3,000,000; 0.50% over $5,000,000.
Under certain circumstances, fees may be negotiable.
Account minimum: None
The brochure's wording
The Firm does not impose a minimum account size requirement.
Rabenold Advisors, Inc. does not have a minimum annual fee or minimum account size.
Minimum annual fee: None
The brochure's wording
Rabenold Advisors, Inc. does not have a minimum annual fee or minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$35,557,038 as of October 2026, filing dated March 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- March 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rabenold Advisors, Inc. (CRD 283882): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rabenold-advisors-inc-williamsville-ny-283882