AdvisorCensus / Financial advisors / New York / Buffalo / Hudson Capital Advisory, Inc.
Hudson Capital Advisory, Inc. is an SEC-registered investment advisory firm in Buffalo, NY, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.
Quick answers
From the filingHow is Hudson Capital Advisory, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Hudson Capital Advisory, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.
Where is Hudson Capital Advisory, Inc. located?
Hudson Capital Advisory, Inc.'s principal office is in Buffalo, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Hudson Capital Advisory, Inc. registered with the SEC or a state?
Hudson Capital Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 304163.
How much does Hudson Capital Advisory, Inc. manage?
Hudson Capital Advisory, Inc. reports $327,678,324 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (91% discretionary).
How have Hudson Capital Advisory, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Hudson Capital Advisory, Inc.: Regulatory assets under management: $57,521,199 in the October 2021 data and $327,678,324 in the October 2026 data, up 470%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hudson Capital Advisory, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (142); individuals (other than high net worth individuals) (102).
Which custodians does Hudson Capital Advisory, Inc. use?
Hudson Capital Advisory, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Hudson Capital Advisory, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304163
Does Hudson Capital Advisory, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Hudson Capital requires new clients have a minimum account size of $100,000 for portfolio management services."
What changed in Hudson Capital Advisory, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $133,013,980 to $327,678,324 (+146%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $100,000
The brochure's wording
Hudson Capital requires new clients have a minimum account size of $100,000 for portfolio management services.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$327,678,324 as of October 2026, filing dated March 26, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 5. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $327,678,324 | 5 | March 26, 2026 |
| October 2025 | $133,013,980 | 5 | July 29, 2025 |
| October 2024 | $119,147,879 | 5 | April 3, 2024 |
| October 2023 | $76,258,811 | 3 | September 20, 2023 |
| October 2022 | $68,178,391 | 3 | June 26, 2022 |
| October 2021 | $57,521,199 | 3 | May 12, 2021 |
Regulatory assets under management: $57,521,199 in the October 2021 data and $327,678,324 in the October 2026 data, up 470%.
Total employees: 3 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $133,013,980 to $327,678,324 (+146%).
- February 2026
- Added an office in Vero Beach, FL.
- Registered or notice-filed in CT.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hudson Capital Advisory, Inc. (CRD 304163): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hudson-capital-advisory-inc-buffalo-ny-304163