AdvisorCensus / Financial advisors / California / San Francisco / Pring Turner
Pring Turner is an SEC-registered investment advisory firm in Alamo, CA, registered since 1977, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026.
Quick answers
From the filingHow is Pring Turner compensated?
On its Form ADV (Item 5.E, October 2026), Pring Turner reports these compensation arrangements: a percentage of assets under its management.
What does Pring Turner's brochure say about its fees?
Its Form ADV Part 2A brochure dated September 26, 2025 states: Up to $1,500,000: 1% a year; $1,500,000 to $3,000,000: 0.9% a year; $3,000,000 to $5,000,000: 0.8% a year; Above $5,000,000: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Pring Turner located?
Pring Turner's principal office is in Alamo, CA, according to its Form ADV.
Is Pring Turner registered with the SEC or a state?
Pring Turner is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110931.
How much does Pring Turner manage?
Pring Turner reports $296,933,050 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary).
How have Pring Turner's assets and staff changed since 2021?
In the Form ADV data for Pring Turner: Regulatory assets under management: $183,607,364 in the October 2021 data and $296,933,050 in the October 2026 data, up 62%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Pring Turner serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (74).
Which custodians does Pring Turner use?
Pring Turner's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Pring Turner report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110931
Does Pring Turner state an account minimum?
Its Form ADV Part 2A brochure dated September 26, 2025 says: "Additionally, PTCG generally requires that clients maintain a minimum of $1,000,000 under management. However, that minimum may be waived at PTCG’s sole discretion."
What changed in Pring Turner's recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $262,131,675 to $296,933,050 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,500,000 | 1% |
| $1,500,000 to $3,000,000 | 0.9% |
| $3,000,000 to $5,000,000 | 0.8% |
| Above $5,000,000 | 0.7% |
The brochure's wording
First $1.5 million: 1.00%
Amounts in excess of $1.5 million & up to $3 million 0.90%
Amounts in excess of $3 million & up to $5 million 0.80%
On amounts over $5,000,000 0.70%
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Additionally, PTCG generally requires that clients maintain a minimum of $1,000,000 under management. However, that minimum may be waived at PTCG’s sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated September 26, 2025. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$296,933,050 as of October 2026, filing dated September 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- PRING/TURNER Capital Group, Inc.
- Also doing business as
- PRING TURNER
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1977 (49 years)
- Employees
- Total: 4. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $296,933,050 | 4 | September 28, 2026 |
| October 2025 | $238,586,170 | 4 | September 30, 2024 |
| October 2024 | $238,586,170 | 4 | September 30, 2024 |
| October 2023 | $206,468,847 | 4 | October 2, 2023 |
| October 2022 | $178,279,978 | 4 | September 30, 2022 |
| October 2021 | $183,607,364 | 3 | September 29, 2021 |
Regulatory assets under management: $183,607,364 in the October 2021 data and $296,933,050 in the October 2026 data, up 62%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $262,131,675 to $296,933,050 (+13%).
- December 2025
- Registered or notice-filed in NV, OR, TN.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Pring Turner (CRD 110931): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/pring-turner-alamo-ca-110931