AdvisorCensus / Financial advisors / California / Sacramento / MW Investment Strategy
MW Investment Strategy is an SEC-registered investment advisory firm in El Dorado Hills, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 17, 2026.
Quick answers
From the filingHow is MW Investment Strategy compensated?
On its Form ADV (Item 5.E, October 2026), MW Investment Strategy reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does MW Investment Strategy's brochure say about its fees?
Its Form ADV Part 2A brochure dated August 17, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is MW Investment Strategy located?
MW Investment Strategy's principal office is in El Dorado Hills, CA, according to its Form ADV.
Is MW Investment Strategy registered with the SEC or a state?
MW Investment Strategy is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 118433.
How much does MW Investment Strategy manage?
MW Investment Strategy reports $42,798,325 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary).
How have MW Investment Strategy's assets and staff changed since 2021?
In the Form ADV data for MW Investment Strategy: Regulatory assets under management: $55,381,689 in the October 2021 data and $42,798,325 in the October 2026 data, down 23%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does MW Investment Strategy serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (28).
Which custodians does MW Investment Strategy use?
MW Investment Strategy's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does MW Investment Strategy report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118433
Does MW Investment Strategy state an account minimum?
Its Form ADV Part 2A brochure dated August 17, 2026 says: "Generally, we require that you maintain $500,000 under management with us. However, we may waive that minimum at our sole discretion."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Fees for investment management services are calculated as a percentage of assets under management. These fees are billed at the end of each quarter, based on the assets under management as of the last day of the calendar quarter. Our standard fee schedule is a maximum fee of 1.50%.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Generally, we require that you maintain $500,000 under management with us. However, we may waive that minimum at our sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated August 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$42,798,325 as of October 2026, filing dated August 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 6. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $42,798,325 | 6 | August 17, 2026 |
| October 2025 | $40,315,015 | 6 | May 20, 2025 |
| October 2024 | $43,521,683 | 6 | March 18, 2024 |
| October 2023 | $48,186,114 | 6 | June 15, 2023 |
| October 2022 | $55,932,765 | 3 | March 30, 2022 |
| October 2021 | $55,381,689 | 3 | March 24, 2021 |
Regulatory assets under management: $55,381,689 in the October 2021 data and $42,798,325 in the October 2026 data, down 23%.
Total employees: 3 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. MW Investment Strategy (CRD 118433): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/mw-investment-strategy-el-dorado-hills-ca-118433