AdvisorCensus / Financial advisors / North Carolina / Raleigh / EQV Advisory, LLC
EQV Advisory, LLC is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 16, 2026.
Quick answers
From the filingHow is EQV Advisory, LLC compensated?
On its Form ADV (Item 5.E, October 2026), EQV Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.
Where is EQV Advisory, LLC located?
EQV Advisory, LLC's principal office is in Raleigh, NC, according to its Form ADV.
Is EQV Advisory, LLC registered with the SEC or a state?
EQV Advisory, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338271.
How much does EQV Advisory, LLC manage?
EQV Advisory, LLC reports $106,778,605 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (68% discretionary).
What types of clients does EQV Advisory, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (11); individuals (other than high net worth individuals) (7); corporations or other businesses not listed above (3).
Which custodians does EQV Advisory, LLC use?
EQV Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does EQV Advisory, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338271
Does EQV Advisory, LLC state an account minimum?
Its Form ADV Part 2A brochure dated January 16, 2026 says: "EQV’s minimum account size is typically $5,000,000; however, the firm reserves the right to waive this minimum."
What changed in EQV Advisory, LLC's recent Form ADV filings?
In the February 2026 filing data: Regulatory assets under management went from $0 to $106,778,605. Employees performing advisory functions went from 4 to 3.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $5,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
EQV’s minimum account size is typically $5,000,000; however, the firm reserves the right to waive this minimum.
As stated in the firm's Form ADV Part 2A brochure dated January 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$106,778,605 as of October 2026, filing dated January 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- February 2026
- Regulatory assets under management went from $0 to $106,778,605.
- Employees performing advisory functions went from 4 to 3.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. EQV Advisory, LLC (CRD 338271): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/eqv-advisory-llc-raleigh-nc-338271