AdvisorCensus / Financial advisors / North Carolina / Raleigh / Capital Investment Counsel Inc
Capital Investment Counsel Inc is an SEC-registered investment advisory firm in Raleigh, NC, registered since 1984, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 29, 2026.
Quick answers
From the filingHow is Capital Investment Counsel Inc compensated?
On its Form ADV (Item 5.E, October 2026), Capital Investment Counsel Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.
What does Capital Investment Counsel Inc's brochure say about its fees?
Its Form ADV Part 2A brochure dated April 29, 2026 states: Up to $500,000: 1.75% a year; $500,001 to $1,500,000: 1.5% a year; $1,500,001 to $3,000,000: 1.25% a year; Above $3,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Capital Investment Counsel Inc located?
Capital Investment Counsel Inc's principal office is in Raleigh, NC, according to its Form ADV.
Is Capital Investment Counsel Inc registered with the SEC or a state?
Capital Investment Counsel Inc is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 104591.
How much does Capital Investment Counsel Inc manage?
Capital Investment Counsel Inc reports $1,023,436,471 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary).
How have Capital Investment Counsel Inc's assets and staff changed since 2021?
In the Form ADV data for Capital Investment Counsel Inc: Regulatory assets under management: $509,854,280 in the October 2021 data and $1,023,436,471 in the October 2026 data, up 101%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Investment Counsel Inc serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (764); high net worth individuals (457); corporations or other businesses not listed above (33).
Which custodians does Capital Investment Counsel Inc use?
Capital Investment Counsel Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.
Does Capital Investment Counsel Inc report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104591
Does Capital Investment Counsel Inc state an account minimum?
Its Form ADV Part 2A brochure dated April 29, 2026 says: "Counsel’s minimum account value is $100,000. We reserve the right to waive the requirement."
What changed in Capital Investment Counsel Inc's recent Form ADV filings?
In the May 2026 filing data: Regulatory assets under management went from $889,391,757 to $1,023,436,471 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1.75% |
| $500,001 to $1,500,000 | 1.5% |
| $1,500,001 to $3,000,000 | 1.25% |
| Above $3,000,000 | See the brochure |
The brochure's wording
1.75% - On first $500,000 1.50% - From $500,001 to $1,500,000 1.25% - From $1,500,001 to $3,000,000
Account minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Counsel’s minimum account value is $100,000. We reserve the right to waive the requirement.
Minimum annual fee: $500
The brochure's wording
Accounts are subject to a minimum annual fee of $500, which may be waived at the discretion of management.
As stated in the firm's Form ADV Part 2A brochure dated April 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,023,436,471 as of October 2026, filing dated April 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Also doing business as
- CAPITAL INVESTMENT COMPANIES
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1984 (42 years)
- Employees
- Total: 11. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,023,436,471 | 11 | April 29, 2026 |
| October 2025 | $889,391,757 | 10 | April 30, 2025 |
| October 2024 | $691,452,923 | 9 | April 29, 2024 |
| October 2023 | $537,930,333 | 9 | April 28, 2023 |
| October 2022 | $588,793,340 | 10 | April 28, 2022 |
| October 2021 | $509,854,280 | 10 | April 28, 2021 |
Regulatory assets under management: $509,854,280 in the October 2021 data and $1,023,436,471 in the October 2026 data, up 101%.
Total employees: 10 in October 2021 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Regulatory assets under management went from $889,391,757 to $1,023,436,471 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Investment Counsel Inc (CRD 104591): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-investment-counsel-inc-raleigh-nc-104591