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Olde Raleigh Financial Group
Filed as OLDE RALEIGH FINANCIAL GROUP · Legal name AMI Enterprises Inc.
Olde Raleigh Financial Group is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 17, 2026.
Quick answers
From the filingHow is Olde Raleigh Financial Group compensated?
On its Form ADV (Item 5.E, October 2026), Olde Raleigh Financial Group reports these compensation arrangements: a percentage of assets under its management.
How much does Olde Raleigh Financial Group charge?
Its Form ADV Part 2A brochure dated July 17, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Olde Raleigh Financial Group located?
Olde Raleigh Financial Group's principal office is in Raleigh, NC, according to its Form ADV.
Is Olde Raleigh Financial Group registered with the SEC or a state?
Olde Raleigh Financial Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342848.
How much does Olde Raleigh Financial Group manage?
Olde Raleigh Financial Group reports $0 in regulatory assets under management in its Form ADV filing dated July 17, 2026.
Does Olde Raleigh Financial Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342848
Does Olde Raleigh Financial Group state an account minimum?
Its Form ADV Part 2A brochure dated July 17, 2026 says: "Our standard minimum account size for investment advisory relationships is $1,000,000."
What changed in Olde Raleigh Financial Group's recent Form ADV filings?
In the August 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 2% of assets a year (the maximum the brochure states)
The brochure's wording
Under our current standard schedule, the annual advisory fee will not exceed 2.00% per year.
Account minimum: $1,000,000
The brochure's wording
Our standard minimum account size for investment advisory relationships is $1,000,000.
As stated in the firm's Form ADV Part 2A brochure dated July 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$0 as of October 2026, filing dated July 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- AMI Enterprises Inc.
- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 7. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
17 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Olde Raleigh Financial Group (CRD 342848): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/olde-raleigh-financial-group-raleigh-nc-342848