AdvisorCensus / Financial advisors / Connecticut / Bridgeport / Catum Advisory Group, LLC.
Catum Advisory Group, LLC. is an SEC-registered investment advisory firm in Wilton, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Catum Advisory Group, LLC. compensated?
On its Form ADV (Item 5.E, October 2026), Catum Advisory Group, LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Catum Advisory Group, LLC. charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $1,500 to $5,000 (financial planning and advisory consulting services); Hourly rate: $450 an hour (financial planning and advisory consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Catum Advisory Group, LLC. located?
Catum Advisory Group, LLC.'s principal office is in Wilton, CT, according to its Form ADV.
Is Catum Advisory Group, LLC. registered with the SEC or a state?
Catum Advisory Group, LLC. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 277148.
How much does Catum Advisory Group, LLC. manage?
Catum Advisory Group, LLC. reports $128,644,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (73% discretionary).
What types of clients does Catum Advisory Group, LLC. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (35); pension and profit sharing plans (but not the plan participants or government pension plans) (19).
Which custodians does Catum Advisory Group, LLC. use?
Catum Advisory Group, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Nationwide Investment Services Corporation as custodians holding 10% or more of its separately managed account assets.
Does Catum Advisory Group, LLC. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277148
What changed in Catum Advisory Group, LLC.'s recent Form ADV filings?
In the June 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Flat fee: $1,500 to $5,000 (financial planning and advisory consulting services)
The brochure's wording
Fixed Fees: Our fixed fees generally range between $1,500 and $5,000.
Hourly rate: $450 an hour (financial planning and advisory consulting services)
The brochure's wording
Hourly Fees: Our hourly fees are charged at a rate of $450 per hour.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$128,644,000 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- June 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Catum Advisory Group, LLC. (CRD 277148): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/catum-advisory-group-llc-wilton-ct-277148