AdvisorCensus / Financial advisors / New York / Ithaca / Anchor Capital Management, LLC
Anchor Capital Management, LLC is an SEC-registered investment advisory firm in Ithaca, NY, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.
Quick answers
From the filingHow is Anchor Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Anchor Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Anchor Capital Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated April 15, 2026 states: Asset-based fee: up to 1.2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Anchor Capital Management, LLC located?
Anchor Capital Management, LLC's principal office is in Ithaca, NY, according to its Form ADV.
Is Anchor Capital Management, LLC registered with the SEC or a state?
Anchor Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 124600.
How much does Anchor Capital Management, LLC manage?
Anchor Capital Management, LLC reports $61,156,514 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary).
How have Anchor Capital Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Anchor Capital Management, LLC: Regulatory assets under management: $41,352,021 in the October 2021 data and $61,156,514 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Anchor Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (53); individuals (other than high net worth individuals) (16); charitable organizations (1).
Which custodians does Anchor Capital Management, LLC use?
Anchor Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets.
Does Anchor Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124600
Does Anchor Capital Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated April 15, 2026 says: "We normally impose a minimum account size of $500,000 for Portfolio Management services, but may waive this minimum for clients, based on criteria such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, and competitive considerations."
What changed in Anchor Capital Management, LLC's recent Form ADV filings?
In the May 2026 filing data: Added the business name Anchor Ithaca.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.2% of assets a year (the maximum the brochure states)
The brochure's wording
For this service, we charge an annual fee based on a percentage of assets under our management. Fees will not exceed 1.20% of assets under management.
For this service, we charge an initial first-meeting deposit of $500 and subsequently, an hourly fee, of $300 per hour.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We normally impose a minimum account size of $500,000 for Portfolio Management services, but may waive this minimum for clients, based on criteria such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, and competitive considerations.
As stated in the firm's Form ADV Part 2A brochure dated April 15, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$61,156,514 as of October 2026, filing dated April 15, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Also doing business as
- ANCHOR ITHACA
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $61,156,514 | 3 | April 15, 2026 |
| October 2025 | $50,395,603 | 4 | February 11, 2025 |
| October 2024 | $42,799,169 | 3 | June 10, 2024 |
| October 2023 | $37,502,581 | 3 | March 16, 2023 |
| October 2022 | $50,822,217 | 3 | February 7, 2022 |
| October 2021 | $41,352,021 | 3 | March 2, 2021 |
Regulatory assets under management: $41,352,021 in the October 2021 data and $61,156,514 in the October 2026 data, up 48%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Added the business name Anchor Ithaca.
- February 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $50,395,603 to $61,156,514 (+21%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Anchor Capital Management, LLC (CRD 124600): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/anchor-capital-management-llc-ithaca-ny-124600