AdvisorCensus / Custodians / UBS Financial Services Inc.
Investment advisory firms using UBS Financial Services Inc. as a custodian
87 SEC-registered investment advisory firms name UBS Financial Services Inc. as holding 10% or more of their separately managed account assets on Form ADV. Metro areas with at least 3 of them are below.
| Metro area | Advisory firms |
|---|---|
| New York, NY | 11 |
| Miami, FL | 10 |
| Boston, MA | 6 |
| Chicago, IL | 4 |
| Dallas, TX | 4 |
| Atlanta, GA | 3 |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian.
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AdvisorCensus. Investment advisory firms using UBS Financial Services Inc. as a custodian. https://advisorcensus.com/custodians/ubs-financial-services https://advisorcensus.com/custodians/ubs-financial-services