AdvisorCensus / Financial advisors / Arizona / Phoenix, AZ / Axos Clearing LLC
Financial advisors in Phoenix, AZ using Axos Clearing LLC
4 SEC-registered investment advisory firms headquartered in the Phoenix, AZ metro area name Axos Clearing LLC as holding 10% or more of their separately managed account assets on Form ADV, listed alphabetically.
| Firm | City | Registration | Assets band |
|---|---|---|---|
| Mathis Wealth Management | Phoenix | SEC-registered investment adviser | $100 million to $500 million |
| Seros Wealth Partners | Gilbert | SEC-registered investment adviser | $100 million to $500 million |
| Trajan Wealth, L.L.C. | Scottsdale | SEC-registered investment adviser | $1 billion to $5 billion |
| United Planners' Financial Services of America a Limited Partner | Scottsdale | SEC-registered investment adviser | Over $5 billion |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian. Axos Clearing LLC nationwide
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AdvisorCensus. Financial advisors in Phoenix, AZ using Axos Clearing LLC. https://advisorcensus.com/advisors/az/phoenix/custodians/axos-clearing https://advisorcensus.com/advisors/az/phoenix/custodians/axos-clearing