AdvisorCensus / Custodians / Axos Clearing LLC
Investment advisory firms using Axos Clearing LLC as a custodian
83 SEC-registered investment advisory firms name Axos Clearing LLC as holding 10% or more of their separately managed account assets on Form ADV. Metro areas with at least 3 of them are below.
| Metro area | Advisory firms |
|---|---|
| Detroit, MI | 4 |
| New York, NY | 4 |
| Phoenix, AZ | 4 |
| Atlanta, GA | 3 |
| Chicago, IL | 3 |
| Dallas, TX | 3 |
| Denver, CO | 3 |
| Los Angeles, CA | 3 |
| Washington, DC | 3 |
Custodians are as filed on Form ADV, Schedule D, Section 5.K(3), which lists each custodian holding 10% or more of an adviser's separately managed account assets, from the firm's most recent filing. A custodian holds client assets; it does not endorse or supervise the adviser. AdvisorCensus has no relationship with any custodian.
Cite this page
AdvisorCensus. Investment advisory firms using Axos Clearing LLC as a custodian. https://advisorcensus.com/custodians/axos-clearing https://advisorcensus.com/custodians/axos-clearing