AdvisorCensus / Financial advisors / California / San Jose / Werba Rubin Papier Wealth Management, LLC
Werba Rubin Papier Wealth Management, LLC
Filed as WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC
Werba Rubin Papier Wealth Management, LLC is an SEC-registered investment advisory firm in San Jose, CA, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 6, 2026.
Quick answers
From the filingHow is Werba Rubin Papier Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Werba Rubin Papier Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Werba Rubin Papier Wealth Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 18, 2026 states: Up to $2,000,000: 1% a year; $2,000,001 to $5,000,000: 0.85% a year; $5,000,001 to $10,000,000: 0.55% a year; Above $10,000,001: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Werba Rubin Papier Wealth Management, LLC located?
Werba Rubin Papier Wealth Management, LLC's principal office is in San Jose, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Werba Rubin Papier Wealth Management, LLC registered with the SEC or a state?
Werba Rubin Papier Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139237.
How much does Werba Rubin Papier Wealth Management, LLC manage?
Werba Rubin Papier Wealth Management, LLC reports $1,400,921,673 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (98% discretionary).
How have Werba Rubin Papier Wealth Management, LLC's assets and staff changed since 2021?
In the Form ADV data for Werba Rubin Papier Wealth Management, LLC: Regulatory assets under management: $703,893,000 in the October 2021 data and $1,400,921,673 in the October 2026 data, up 99%. Total employees: 4 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Werba Rubin Papier Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (355); high net worth individuals (315); charitable organizations (4).
Which custodians does Werba Rubin Papier Wealth Management, LLC use?
Werba Rubin Papier Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Werba Rubin Papier Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139237
Does Werba Rubin Papier Wealth Management, LLC state an account minimum?
Its Form ADV Part 2A brochure dated May 18, 2026 says: "The minimum account value required to open and maintain an account with Adviser is $1,000,000, subject to negotiation."
What changed in Werba Rubin Papier Wealth Management, LLC's recent Form ADV filings?
In the September 2026 filing data: Registered or notice-filed in VA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,001 to $5,000,000 | 0.85% |
| $5,000,001 to $10,000,000 | 0.55% |
| Above $10,000,001 | 0.25% |
The brochure's wording
Adviser’s standard fee schedule is included below, subject to negotiation with a client: Client Assets Under Management Annual Fee Percentage (paid quarterly) For the first amount from $0 to ,000,000 1.00% For the next amount from $2,000,001 to $5,000,000 0.85% For the next amount from $5,000,001 to $10,000,000 0.55% For any amount above $10,000,000 0.25%
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum account value required to open and maintain an account with Adviser is $1,000,000, subject to negotiation.
As stated in the firm's Form ADV Part 2A brochure dated May 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,400,921,673 as of October 2026, filing dated August 6, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2006 (20 years)
- Employees
- Total: 18. Performing investment advisory functions: 9.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the September 2026 filing
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,400,921,673 | 18 | August 6, 2026 |
| October 2025 | $1,129,509,616 | 15 | July 16, 2025 |
| October 2024 | $854,257,100 | 8 | March 26, 2024 |
| October 2023 | $767,283,708 | 8 | August 15, 2023 |
| October 2022 | $780,400,000 | 8 | September 1, 2022 |
| October 2021 | $703,893,000 | 4 | March 29, 2021 |
Regulatory assets under management: $703,893,000 in the October 2021 data and $1,400,921,673 in the October 2026 data, up 99%.
Total employees: 4 in October 2021 and 18 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Registered or notice-filed in VA.
- July 2026
- Added an office in Las Vegas, NV.
- Added an office in Litchfield Park, AZ.
- April 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $1,129,509,616 to $1,400,921,673 (+24%).
- Registered or notice-filed in FL, IL, NH, NY, TN.
- January 2026
- Registered or notice-filed in IA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Werba Rubin Papier Wealth Management, LLC (CRD 139237): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/werba-rubin-papier-wealth-management-llc-san-jose-ca-139237