AdvisorCensus / Financial advisors / California / San Jose, CA / New firms
New investment advisory firms in San Jose, CA
29 investment advisory firms in San Jose, CA first appeared on the SEC's monthly lists of registered advisers or exempt reporting advisers in the last twelve months of data, newest first, under the month of the list they first appeared on. New state registrations are not included, because AdvisorCensus began capturing state data in September 2026. Each entry links to the firm's filing. Rebuilt monthly.
All firms headquartered in San Jose, CA · Atom feed · How this list is built
October 2026 (6)
September 2026 (2)
August 2026 (3)
July 2026 (2)
May 2026 (1)
April 2026 (9)
| Firm | Location | Registration |
|---|
| 3I Partners Management, LLC | Los Altos, CA | Exempt reporting adviser |
| AI Fund Growth Ventures | Mountain View, CA | Exempt reporting adviser |
| Align Wealth Management, LLC | San Jose, CA | SEC-registered investment adviser |
| Aulis Capital US Advisor, LLC | Palo Alto, CA | Exempt reporting adviser |
| Lucas Venture Group | Palo Alto, CA | Exempt reporting adviser |
| NIM Wealth Solutions | San Jose, CA | SEC-registered investment adviser |
| Output Capital Management, LLC | Palo Alto, CA | Exempt reporting adviser |
| Penny JAR Capital, LLC | Palo Alto, CA | Exempt reporting adviser |
| Starport Capital Management, LLC | Palo Alto, CA | Exempt reporting adviser |
March 2026 (1)
February 2026 (1)
January 2026 (1)
December 2025 (3)
Source: month-to-month comparison of the SEC's monthly adviser data and the state compilation feed. A firm appears in the month it first shows up as registered or reporting.
Cite this page
AdvisorCensus. New investment advisory firms in San Jose, CA. https://advisorcensus.com/advisors/ca/san-jose/new-firms
https://advisorcensus.com/advisors/ca/san-jose/new-firms
