AdvisorCensus / Financial advisors / Rhode Island / Providence / Wealth Management Resources, Inc.
Wealth Management Resources, Inc. is an SEC-registered investment advisory firm in Smithfield, RI, registered since 2000, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.
Quick answers
From the filingHow is Wealth Management Resources, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Wealth Management Resources, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Wealth Management Resources, Inc. located?
Wealth Management Resources, Inc.'s principal office is in Smithfield, RI, according to its Form ADV.
Is Wealth Management Resources, Inc. registered with the SEC or a state?
Wealth Management Resources, Inc. is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 45452.
How much does Wealth Management Resources, Inc. manage?
Wealth Management Resources, Inc. reports $385,200,640 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (95% discretionary).
How have Wealth Management Resources, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Wealth Management Resources, Inc.: Regulatory assets under management: $213,615,036 in the October 2021 data and $385,200,640 in the October 2026 data, up 80%. Total employees: 5 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Wealth Management Resources, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (521); high net worth individuals (69); pension and profit sharing plans (but not the plan participants or government pension plans) (19).
Which custodians does Wealth Management Resources, Inc. use?
Wealth Management Resources, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Wealth Management Resources, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/45452
What changed in Wealth Management Resources, Inc.'s recent Form ADV filings?
In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated July 24, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$385,200,640 as of October 2026, filing dated September 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2000 (26 years)
- Employees
- Total: 9. Performing investment advisory functions: 6.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
13 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $385,200,640 | 9 | September 21, 2026 |
| October 2025 | $385,218,918 | 9 | July 25, 2025 |
| October 2024 | $339,336,377 | 10 | February 2, 2024 |
| October 2023 | $260,983,764 | 10 | September 29, 2023 |
| October 2022 | $296,936,482 | 5 | September 21, 2022 |
| October 2021 | $213,615,036 | 5 | April 26, 2021 |
Regulatory assets under management: $213,615,036 in the October 2021 data and $385,200,640 in the October 2026 data, up 80%.
Total employees: 5 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- August 2026
- Updated its list of owners and control persons (Schedule A).
- June 2026
- Registered or notice-filed in NJ.
- February 2026
- Registered or notice-filed in SC.
- December 2025
- Registered or notice-filed in CA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Wealth Management Resources, Inc. (CRD 45452): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/wealth-management-resources-inc-smithfield-ri-45452