AdvisorCensus / Financial advisors / Rhode Island / Providence / Young Richard C & Co Ltd
Young Richard C & Co Ltd is an SEC-registered investment advisory firm in Newport, RI, registered since 1990, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Young Richard C & Co Ltd compensated?
On its Form ADV (Item 5.E, October 2026), Young Richard C & Co Ltd reports these compensation arrangements: a percentage of assets under its management.
What does Young Richard C & Co Ltd's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $2,000,000: 0.8% a year; $2,000,001 to $5,000,000: 0.7% a year; Above $5,000,001: 0.55% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Young Richard C & Co Ltd located?
Young Richard C & Co Ltd's principal office is in Newport, RI, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Young Richard C & Co Ltd registered with the SEC or a state?
Young Richard C & Co Ltd is an SEC-registered investment advisory firm, registered since 1990. Status as filed: Approved. CRD 105866.
How much does Young Richard C & Co Ltd manage?
Young Richard C & Co Ltd reports $1,801,392,887 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
How have Young Richard C & Co Ltd's assets and staff changed since 2021?
In the Form ADV data for Young Richard C & Co Ltd: Regulatory assets under management: $1,294,487,306 in the October 2021 data and $1,801,392,887 in the October 2026 data, up 39%. Total employees: 13 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Young Richard C & Co Ltd serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (505); individuals (other than high net worth individuals) (293); pension and profit sharing plans (but not the plan participants or government pension plans) (8).
Which custodians does Young Richard C & Co Ltd use?
Young Richard C & Co Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Young Richard C & Co Ltd report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105866
Does Young Richard C & Co Ltd state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "Richard C. Young & Co., Ltd. has a minimum of $500,000 of assets under management for our services. This account size is negotiable at our discretion, and we may group certain related client accounts for the purpose of achieving the minimum account size and determining the annualized fee."
What changed in Young Richard C & Co Ltd's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $1,562,885,060 to $1,801,392,887 (+15%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 0.8% |
| $2,000,001 to $5,000,000 | 0.7% |
| Above $5,000,001 | 0.55% |
The brochure's wording
The annualized fee for Investment Supervisory Services, which is charged quarterly in arrears, will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee First $2,000,000 0.80% $2,000,001 to $5,000,000 0.70% Above $5,000,000 0.55%
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Richard C. Young & Co., Ltd. has a minimum of $500,000 of assets under management for our services. This account size is negotiable at our discretion, and we may group certain related client accounts for the purpose of achieving the minimum account size and determining the annualized fee.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,801,392,887 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1990 (36 years)
- Employees
- Total: 14. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
50 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,801,392,887 | 14 | March 25, 2026 |
| October 2025 | $1,562,885,060 | 13 | March 26, 2025 |
| October 2024 | $1,431,004,487 | 13 | March 25, 2024 |
| October 2023 | $1,364,907,841 | 14 | March 29, 2023 |
| October 2022 | $1,432,008,099 | 13 | March 25, 2022 |
| October 2021 | $1,294,487,306 | 13 | March 25, 2021 |
Regulatory assets under management: $1,294,487,306 in the October 2021 data and $1,801,392,887 in the October 2026 data, up 39%.
Total employees: 13 in October 2021 and 14 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $1,562,885,060 to $1,801,392,887 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Young Richard C & Co Ltd (CRD 105866): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/young-richard-c-and-co-ltd-newport-ri-105866