AdvisorCensus / Financial advisors / Colorado / Denver / Ventana Private Wealth LLC
Ventana Private Wealth LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is Ventana Private Wealth LLC compensated?
On its Form ADV (Item 5.E, October 2026), Ventana Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management.
What does Ventana Private Wealth LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 18, 2026 states: Up to $3,000,000: 0.75% a year; $3,000,000 to $5,000,000: 0.65% a year; $5,000,000 to $10,000,000: 0.55% a year; Above $10,000,000: 0.45% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Ventana Private Wealth LLC located?
Ventana Private Wealth LLC's principal office is in Denver, CO, according to its Form ADV.
Is Ventana Private Wealth LLC registered with the SEC or a state?
Ventana Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 311878.
How much does Ventana Private Wealth LLC manage?
Ventana Private Wealth LLC reports $158,641,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (92% discretionary).
How have Ventana Private Wealth LLC's assets and staff changed since 2023?
In the Form ADV data for Ventana Private Wealth LLC: Regulatory assets under management: $117,000,000 in the October 2023 data and $158,641,000 in the October 2026 data, up 36%. Total employees: 1 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ventana Private Wealth LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (33).
Which custodians does Ventana Private Wealth LLC use?
Ventana Private Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Ventana Private Wealth LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311878
Does Ventana Private Wealth LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 18, 2026 says: "Minimum relationship assets under management, subject to firm discretion $3,000,000" "The minimum account value required to open and maintain an account with Adviser is $3,000,000 in investable assets, subject to negotiation."
What changed in Ventana Private Wealth LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $3,000,000 | 0.75% |
| $3,000,000 to $5,000,000 | 0.65% |
| $5,000,000 to $10,000,000 | 0.55% |
| Above $10,000,000 | 0.45% |
The brochure's wording
Client Assets Under Management Annual Fee Percentage First $3M 0.75% Next $2M 0.65% Next $5M 0.55% Above $10M 0.45%
Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Minimum relationship assets under management, subject to firm discretion $3,000,000
The minimum account value required to open and maintain an account with Adviser is $3,000,000 in investable assets, subject to negotiation.
As stated in the firm's Form ADV Part 2A brochure dated February 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$158,641,000 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $158,641,000 | 3 | March 27, 2026 |
| October 2025 | $144,780,000 | 1 | January 22, 2025 |
| October 2024 | $127,200,000 | 1 | February 1, 2024 |
| October 2023 | $117,000,000 | 1 | April 28, 2023 |
Regulatory assets under management: $117,000,000 in the October 2023 data and $158,641,000 in the October 2026 data, up 36%.
Total employees: 1 in October 2023 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 1 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ventana Private Wealth LLC (CRD 311878): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ventana-private-wealth-llc-denver-co-311878