AdvisorCensus / Financial advisors / Colorado / Denver / Edgerock Wealth Management
Edgerock Wealth Management
Filed as EDGEROCK WEALTH MANAGEMENT · Legal name Edgerock Capital LLC
Edgerock Wealth Management is an SEC-registered investment advisory firm in Denver, CO, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.
Quick answers
From the filingHow is Edgerock Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Edgerock Wealth Management reports these compensation arrangements: a percentage of assets under its management.
What does Edgerock Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated June 24, 2026 states: Up to $499,999.99: 1.5% a year; $500,000 to $999,999.99: 1.35% a year; $1,000,000 to $2,999,999.99: 1.2% a year; Above $3,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Edgerock Wealth Management located?
Edgerock Wealth Management's principal office is in Denver, CO, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Edgerock Wealth Management registered with the SEC or a state?
Edgerock Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312325.
How much does Edgerock Wealth Management manage?
Edgerock Wealth Management reports $578,894,175 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).
How have Edgerock Wealth Management's assets and staff changed since 2021?
In the Form ADV data for Edgerock Wealth Management: Regulatory assets under management: $168,767,421 in the October 2021 data and $578,894,175 in the October 2026 data, up 243%. Total employees: 11 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Edgerock Wealth Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (408); high net worth individuals (156); corporations or other businesses not listed above (11).
Which custodians does Edgerock Wealth Management use?
Edgerock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Edgerock Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312325
Does Edgerock Wealth Management state an account minimum?
Its Form ADV Part 2A brochure dated June 24, 2026 says: "EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion."
What changed in Edgerock Wealth Management's recent Form ADV filings?
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $499,999.99 | 1.5% |
| $500,000 to $999,999.99 | 1.35% |
| $1,000,000 to $2,999,999.99 | 1.2% |
| Above $3,000,000 | 1% |
The brochure's wording
Our standard annual fee, based on a percentage of your assets under our management, follows the table below: Less than $500,000.00 1.50% From $500,000.00 to $999,999.99 1.35% From $1,000,000.00 to $2,999,999.99 1.20% $3,000,000.00 or Above 1.00%
Account minimum: $80,000 (the brochure says it may be waived or negotiated)
The brochure's wording
EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated June 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$578,894,175 as of October 2026, filing dated June 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Edgerock Capital LLC
- Also doing business as
- EDGEROCK WEALTH MANAGEMENT
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 20. Performing investment advisory functions: 13.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the July 2026 filing
- States registered or notice-filed
-
11 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $578,894,175 | 20 | June 24, 2026 |
| October 2025 | $470,476,415 | 17 | June 4, 2025 |
| October 2024 | $325,099,616 | 15 | August 15, 2024 |
| October 2023 | $252,895,716 | 15 | September 18, 2023 |
| October 2022 | $231,151,051 | 11 | May 31, 2022 |
| October 2021 | $168,767,421 | 11 | September 21, 2021 |
Regulatory assets under management: $168,767,421 in the October 2021 data and $578,894,175 in the October 2026 data, up 243%.
Total employees: 11 in October 2021 and 20 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- May 2026
- Updated its list of owners and control persons (Schedule A).
- February 2026
- Employees performing advisory functions went from 9 to 13.
- Regulatory assets under management went from $470,476,415 to $578,894,175 (+23%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Edgerock Wealth Management (CRD 312325): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/edgerock-wealth-management-denver-co-312325