TRANSCE3ND LLC

• A percentage of assets under your management
• Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Asset-based fee: 0.5% to 1% a year (a range, as the brochure states it)

Account minimum: None

As stated in the firm's Form ADV Part 2A brochure dated February 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

$418,926,290 as of October 2026, filing dated May 5, 2026.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

• Financial planning services
• Portfolio management for individuals and/or small businesses
• Selection of other advisers (including private fund managers)

Also doing business as

ADVANCED PLANNING SOLUTIONS, LLC, ALEXANDER FINANCIAL MANAGEMENT, LLC, BREAKLINE WEALTH + TAX, LLC, E3 CONSULTANTS GROUP, E3 WEALTH, FINE FUTURE FINANCIAL, GREENWAY FINANCIAL GROUP, SUMMIT TAX AND WEALTH ADVISORY, LLC, SUREFIRE FINANCIAL, INC., THE RICKS GROUP, WEALTH STRATEGIES ADVISORY GROUP, LLC

Registration

SEC-registered investment adviser. Status as filed: Approved.

Registered since

2022 (4 years)

Employees

Total: 60. Performing investment advisory functions: 42.

Wrap fee program participation

Yes.

Custodians (Schedule D, Section 5.K(3))

Axos Clearing LLCCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC · affiliated

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

Other offices (Schedule D, Section 1.F)

10 other offices, as of the June 2026 filing

Bastrop, TXBeaumont, TXColorado Springs, COCumming, GADallas, TXHazelwood, MOKirkwood, MOScottsdale, AZSt. Peters, MOStuart, FL

States registered or notice-filed

28 states or jurisdictions

AZCACOFLGAIAIDILKSLAMNMONCNDNENVNYOHOKORPATNTXUTVAVTWAWI

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Regulatory assets under management: $106,036,259 in the October 2022 data and $418,926,290 in the October 2026 data, up 295%.

Total employees: 9 in October 2022 and 60 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

1. June 2026
   • Updated its list of owners and control persons (Schedule A).
2. April 2026
   • No longer lists the business name E3 Retirement Select.
   • No longer lists an office in White Bear Lake, MN.
3. March 2026
   • No longer lists the business name Munoz Financial LLC.
   • Added the business name Breakline Wealth + Tax, LLC.
   • Employees performing advisory functions went from 39 to 42.
   • Regulatory assets under management went from $361,954,267 to $418,926,290 (+16%).
   • Changed its office addresses in Scottsdale, AZ.
4. January 2026
   • Registered or notice-filed in UT.
5. December 2025
   • Registered or notice-filed in ID.
   • Updated its list of owners and control persons (Schedule A).
6. November 2025
   • No longer lists the business name Mundt Wealth Management.
   • No longer lists an office in St Charles, MN.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.