AdvisorCensus / Financial advisors / Pennsylvania / Philadelphia / Swiss Alpine Wealth Management LLC
Swiss Alpine Wealth Management LLC is an SEC-registered investment advisory firm in Wilmington, DE, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.
Quick answers
From the filingHow is Swiss Alpine Wealth Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Swiss Alpine Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Swiss Alpine Wealth Management LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $250,000: 1.5% a year; $250,001 to $500,000: 1.25% a year; $500,001 to $750,000: 1% a year; Above $750,001: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Swiss Alpine Wealth Management LLC located?
Swiss Alpine Wealth Management LLC's principal office is in Wilmington, DE, according to its Form ADV.
Is Swiss Alpine Wealth Management LLC registered with the SEC or a state?
Swiss Alpine Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 269906.
How much does Swiss Alpine Wealth Management LLC manage?
Swiss Alpine Wealth Management LLC reports $1,772,504 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary).
How have Swiss Alpine Wealth Management LLC's assets and staff changed since 2021?
In the Form ADV data for Swiss Alpine Wealth Management LLC: Regulatory assets under management: $672,906 in the October 2021 data and $1,772,504 in the October 2026 data, up 163%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Swiss Alpine Wealth Management LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).
Which custodians does Swiss Alpine Wealth Management LLC use?
Swiss Alpine Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.
Does Swiss Alpine Wealth Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/269906
Does Swiss Alpine Wealth Management LLC state an account minimum?
Its Form ADV Part 2A brochure dated February 24, 2026 says: "Currently, there is not a minimum account size required to establish services with Swiss Alpine Wealth Management." "There are no minimum investment amounts or conditions required for establishing an account managed by Swiss Alpine Wealth Management."
What changed in Swiss Alpine Wealth Management LLC's recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $1,594,298 to $1,772,504 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1.5% |
| $250,001 to $500,000 | 1.25% |
| $500,001 to $750,000 | 1% |
| Above $750,001 | 0.75% |
The brochure's wording
For my asset management services, client will be charged the following annual fee based upon the amount of assets under management: Assets Under Management Annual Fees Under $250,000 1.50% $250,001 – $500,000 1.25% $500,001 – $750,000 1.00% Above $750,001 0.75%
Account minimum: None
The brochure's wording
Currently, there is not a minimum account size required to establish services with Swiss Alpine Wealth Management.
There are no minimum investment amounts or conditions required for establishing an account managed by Swiss Alpine Wealth Management.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,772,504 as of October 2026, filing dated February 24, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2015 (11 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,772,504 | 1 | February 24, 2026 |
| October 2025 | $1,594,298 | 1 | February 20, 2025 |
| October 2024 | $1,238,926 | 1 | March 6, 2024 |
| October 2023 | $1,100,493 | 1 | March 10, 2023 |
| October 2022 | $1,594,290 | 1 | March 4, 2022 |
| October 2021 | $672,906 | 1 | January 29, 2021 |
Regulatory assets under management: $672,906 in the October 2021 data and $1,772,504 in the October 2026 data, up 163%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $1,594,298 to $1,772,504 (+11%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Swiss Alpine Wealth Management LLC (CRD 269906): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/swiss-alpine-wealth-management-llc-wilmington-de-269906