AdvisorCensus / Financial advisors / California / San Diego / Stolper & Co., Inc.
Stolper & Co., Inc. is an SEC-registered investment advisory firm in San Diego, CA, registered since 1976, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.
Quick answers
From the filingHow is Stolper & Co., Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Stolper & Co., Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Stolper & Co., Inc. located?
Stolper & Co., Inc.'s principal office is in San Diego, CA, according to its Form ADV.
Is Stolper & Co., Inc. registered with the SEC or a state?
Stolper & Co., Inc. is an SEC-registered investment advisory firm, registered since 1976. Status as filed: Approved. CRD 6911.
How much does Stolper & Co., Inc. manage?
Stolper & Co., Inc. reports $615,674,739 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (79% discretionary).
How have Stolper & Co., Inc.'s assets and staff changed since 2021?
In the Form ADV data for Stolper & Co., Inc.: Regulatory assets under management: $676,705,444 in the October 2021 data and $615,674,739 in the October 2026 data, down 9%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Stolper & Co., Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (16); charitable organizations (4).
Which custodians does Stolper & Co., Inc. use?
Stolper & Co., Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Stolper & Co., Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/6911
What changed in Stolper & Co., Inc.'s recent Form ADV filings?
In the February 2026 filing data: Employees performing advisory functions went from 3 to 2. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Minimum annual fee: $3,000
The brochure's wording
The minimum annual fee is $3,000.
As stated in the firm's Form ADV Part 2A brochure dated January 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$615,674,739 as of October 2026, filing dated January 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Stolper & Company
- Also doing business as
- SOLANA INVESTMENT SOLUTIONS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1976 (50 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $615,674,739 | 2 | January 30, 2026 |
| October 2025 | $585,245,469 | 3 | March 13, 2025 |
| October 2024 | $615,617,060 | 3 | September 20, 2024 |
| October 2023 | $580,855,698 | 3 | March 6, 2023 |
| October 2022 | $748,394,076 | 3 | May 9, 2022 |
| October 2021 | $676,705,444 | 3 | March 15, 2021 |
Regulatory assets under management: $676,705,444 in the October 2021 data and $615,674,739 in the October 2026 data, down 9%.
Total employees: 3 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- February 2026
- Employees performing advisory functions went from 3 to 2.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Stolper & Co., Inc. (CRD 6911): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/stolper-and-co-inc-san-diego-ca-6911