AdvisorCensus / Financial advisors / New York / New York / Spring Street Wealth
Spring Street Wealth
Filed as SPRING STREET WEALTH · Legal name Spring Street Wealth, LLC
Spring Street Wealth is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 7, 2026.
Quick answers
From the filingHow is Spring Street Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Spring Street Wealth reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Spring Street Wealth's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 7, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Spring Street Wealth located?
Spring Street Wealth's principal office is in New York, NY, according to its Form ADV.
Is Spring Street Wealth registered with the SEC or a state?
Spring Street Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338643.
How much does Spring Street Wealth manage?
Spring Street Wealth reports $26,440,000 in regulatory assets under management in its Form ADV filing dated July 7, 2026 (92% discretionary).
What types of clients does Spring Street Wealth serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (15); individuals (other than high net worth individuals) (13); pension and profit sharing plans (but not the plan participants or government pension plans) (2).
Which custodians does Spring Street Wealth use?
Spring Street Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Spring Street Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338643
Does Spring Street Wealth state an account minimum?
Its Form ADV Part 2A brochure dated July 7, 2026 says: "The Firm imposes an account minimum of $1,000,000, which may be waived in the Firm’s discretion."
What changed in Spring Street Wealth's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $0 to $26,440,000. Registered or notice-filed in NJ.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Fees for individually managed accounts are charged based on a percentage of assets under management up to 1.5% annually. Fees are negotiable based on factors such as asset size, anticipated future assets, related accounts, and complexity of client needs.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The Firm imposes an account minimum of $1,000,000, which may be waived in the Firm’s discretion.
As stated in the firm's Form ADV Part 2A brochure dated July 7, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$26,440,000 as of October 2026, filing dated July 7, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Spring Street Wealth, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $0 to $26,440,000.
- Registered or notice-filed in NJ.
- December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Spring Street Wealth (CRD 338643): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/spring-street-wealth-new-york-ny-338643