AdvisorCensus / Financial advisors / New York / New York / Sharpe Advisors, LLC
Sharpe Advisors, LLC
Filed as SHARPE ADVISORS, LLC
Sharpe Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 17, 2026.
Quick answers
From the filingHow is Sharpe Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Sharpe Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Sharpe Advisors, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated May 19, 2026 states: Asset-based fee: 0.3% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Sharpe Advisors, LLC located?
Sharpe Advisors, LLC's principal office is in New York, NY, according to its Form ADV.
Is Sharpe Advisors, LLC registered with the SEC or a state?
Sharpe Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 338664.
How much does Sharpe Advisors, LLC manage?
Sharpe Advisors, LLC reports $1,230,400,000 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (0% discretionary).
Does Sharpe Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338664
What changed in Sharpe Advisors, LLC's recent Form ADV filings?
In the October 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $0 to $1,230,400,000. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 0.3% to 1% a year (a range, as the brochure states it)
The brochure's wording
For clients who do not meet the definition of “qualified purchaser” as defined in section 2(a)(51)(A) of the Investment Company Act of 1940, the fee will typically range from 0.30% to 1.00% per annum.
As stated in the firm's Form ADV Part 2A brochure dated May 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,230,400,000 as of October 2026, filing dated September 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $0 to $1,230,400,000.
- Updated its list of owners and control persons (Schedule A).
- June 2026
- Updated its list of owners and control persons (Schedule A).
- May 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Updated its list of owners and control persons (Schedule A).
- December 2025
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Sharpe Advisors, LLC (CRD 338664): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/sharpe-advisors-llc-new-york-ny-338664