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AdvisorCensus / Financial advisors / North Carolina / Charlotte / Sparta Wealth Partners

Sparta Wealth Partners

Charlotte, NCSEC-registered investment adviserCRD 318036

Filed as SPARTA WEALTH PARTNERS · Legal name Total Solutions Enterprise LLC

Sparta Wealth Partners is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.

4 years
registered since 2022
$315,814,477
assets under management
4 arrangements
Percentage of assets, Hourly and more
2
disclosure items (Item 11)

Quick answers

From the filing

How is Sparta Wealth Partners compensated?

On its Form ADV (Item 5.E, October 2026), Sparta Wealth Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

Where is Sparta Wealth Partners located?

Sparta Wealth Partners' principal office is in Charlotte, NC, according to its Form ADV.

Is Sparta Wealth Partners registered with the SEC or a state?

Sparta Wealth Partners is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318036.

How much does Sparta Wealth Partners manage?

Sparta Wealth Partners reports $315,814,477 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (92% discretionary).

How have Sparta Wealth Partners' assets and staff changed since 2022?

In the Form ADV data for Sparta Wealth Partners: Regulatory assets under management: $101,100,000 in the October 2022 data and $315,814,477 in the October 2026 data, up 212%. Total employees: 3 in October 2022 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does Sparta Wealth Partners serve?

By number of clients on Form ADV Item 5.D: high net worth individuals (112); individuals (other than high net worth individuals) (78); corporations or other businesses not listed above (16).

Which custodians does Sparta Wealth Partners use?

Sparta Wealth Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

Does Sparta Wealth Partners report any disciplinary disclosures?

Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318036

What changed in Sparta Wealth Partners' recent Form ADV filings?

In the September 2026 filing data: Registered or notice-filed in MA.

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies. See the firm's brochure (dated July 8, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Regulatory assets under management

Item 5.F
$315,814,477

$315,814,477 as of October 2026, filing dated August 4, 2026.

Discretionary: $291,315,582.Non-discretionary: $24,498,895.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 78 Assets $30,436,361 (10%)
High net worth individuals
Clients 112 Assets $250,904,121 (79%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 7 Assets $23,091,390 (7%)
Charitable organizations
Clients 2 Assets $735,894 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients 0 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 16 Assets $10,646,711 (3%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5
Legal name
Total Solutions Enterprise LLC
Also doing business as
SPARTA WEALTH PARTNERS
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2022 (4 years)
Employees
Total: 8. Performing investment advisory functions: 8.
Wrap fee program participation
No.
Custodians (Schedule D, Section 5.K(3))

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

States registered or notice-filed
9 states or jurisdictions
AZCAFLLAMANCOHSCTX

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

2 Reports 2 disclosure items on Form ADV Item 11. View on IAPD.

Questions answered yes on this filing

Regulatory matters Items 11.C to 11.G

  • 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
  • 11.E(4) Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
$101M 2022 $194M 2023 $219M 2024 $265M 2025 $316M 2026
Data periodAssets under managementEmployeesFiling dated
October 2026$315,814,4778August 4, 2026
October 2025$265,387,7505July 28, 2025
October 2024$219,470,0004September 25, 2024
October 2023$194,100,0002October 3, 2023
October 2022$101,100,0003June 6, 2022

Regulatory assets under management: $101,100,000 in the October 2022 data and $315,814,477 in the October 2026 data, up 212%.

Total employees: 3 in October 2022 and 8 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months
  1. September 2026
    • Registered or notice-filed in MA.
  2. April 2026
    • Employees performing advisory functions went from 5 to 8.
    • Regulatory assets under management went from $265,387,750 to $305,000,000 (+15%).
  3. January 2026
    • Registered or notice-filed in LA.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
spartawp.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Sparta Wealth Partners (CRD 318036): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/sparta-wealth-partners-charlotte-nc-318036