AdvisorCensus / Financial advisors / North Carolina / Charlotte / IA Network, LLC
IA Network, LLC is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.
Quick answers
From the filingHow is IA Network, LLC compensated?
On its Form ADV (Item 5.E, October 2026), IA Network, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does IA Network, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 23, 2026 states: Asset-based fee: up to 2.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is IA Network, LLC located?
IA Network, LLC's principal office is in Charlotte, NC, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is IA Network, LLC registered with the SEC or a state?
IA Network, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319096.
How much does IA Network, LLC manage?
IA Network, LLC reports $199,538,173 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).
How have IA Network, LLC's assets and staff changed since 2022?
In the Form ADV data for IA Network, LLC: Regulatory assets under management: $122,205,104 in the October 2022 data and $199,538,173 in the October 2026 data, up 63%. Total employees: 5 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does IA Network, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (197); high net worth individuals (62).
Which custodians does IA Network, LLC use?
IA Network, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Investments Management Corp as custodians holding 10% or more of its separately managed account assets.
Does IA Network, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319096
Does IA Network, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 23, 2026 says: "There is generally no minimum amount required to open or maintain an account."
What changed in IA Network, LLC's recent Form ADV filings?
In the April 2026 filing data: Added the business name IA Network.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 2.5% of assets a year (the maximum the brochure states)
The brochure's wording
Fees will generally not exceed 2.5% of assets under management unless the scope, complexity, amount of time or expertise required warrant a higher fee.
Account minimum: None
The brochure's wording
There is generally no minimum amount required to open or maintain an account.
As stated in the firm's Form ADV Part 2A brochure dated March 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$199,538,173 as of October 2026, filing dated March 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Also doing business as
- IA NETWORK, IAN, STOCKHAM FINANCIAL, STOCKHAM FINANCIAL CHARLOTTE, TICE MCNINCH, UPTOWN PARTNERS, UPTOWN PARTNERS ADVISORY
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $199,538,173 | 5 | March 23, 2026 |
| October 2025 | $183,507,741 | 6 | July 16, 2025 |
| October 2024 | $161,259,875 | 6 | June 6, 2024 |
| October 2023 | $129,250,978 | 6 | March 29, 2023 |
| October 2022 | $122,205,104 | 5 | October 1, 2022 |
Regulatory assets under management: $122,205,104 in the October 2022 data and $199,538,173 in the October 2026 data, up 63%.
Total employees: 5 in October 2022 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Added the business name IA Network.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. IA Network, LLC (CRD 319096): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ia-network-llc-charlotte-nc-319096