AdvisorCensus / Financial advisors / New York / New York / South Street Advisors, LLC
South Street Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 1998, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is South Street Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), South Street Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does South Street Advisors, LLC charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $5,000,000: 1% a year; $5,000,000 to $10,000,000: 0.75% a year; Above $10,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is South Street Advisors, LLC located?
South Street Advisors, LLC's principal office is in New York, NY, according to its Form ADV.
Is South Street Advisors, LLC registered with the SEC or a state?
South Street Advisors, LLC is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 112326.
How much does South Street Advisors, LLC manage?
South Street Advisors, LLC reports $906,054,959 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
How have South Street Advisors, LLC's assets and staff changed since 2021?
In the Form ADV data for South Street Advisors, LLC: Regulatory assets under management: $612,389,306 in the October 2021 data and $906,054,959 in the October 2026 data, up 48%. Total employees: 5 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does South Street Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (124); pension and profit sharing plans (but not the plan participants or government pension plans) (6); other (6).
Which custodians does South Street Advisors, LLC use?
South Street Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America Private Bank, Berenberg, Charles Schwab & Co., Inc., CIBC, Citbank National Association, Deutsche Bank Trust Company Americas, J.P. Morgan Chase Bank N.A., Julius Baer and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.
Does South Street Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112326
Does South Street Advisors, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our minimum account size is U.S. $1,000,000. We reserve the right to change or waive our established minimum account size."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $5,000,000 | 1% |
| $5,000,000 to $10,000,000 | 0.75% |
| Above $10,000,000 | 0.5% |
The brochure's wording
We receive an advisory fee based on a percentage of our clients’ assets under management. This fee is graduated and declines as the value of the portfolio increases, as follows:
• 1.00% per annum on the first $5 million;
• 0.75% per annum on the next $5 million;
• 0.50% per annum per annum on the excess over $10 million.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Our minimum account size is U.S. $1,000,000. We reserve the right to change or waive our established minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$906,054,959 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1998 (28 years)
- Employees
- Total: 7. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $906,054,959 | 7 | March 31, 2026 |
| October 2025 | $824,567,834 | 7 | March 31, 2025 |
| October 2024 | $692,732,009 | 7 | March 29, 2024 |
| October 2023 | $623,757,350 | 5 | March 30, 2023 |
| October 2022 | $717,488,014 | 5 | June 29, 2022 |
| October 2021 | $612,389,306 | 5 | June 25, 2021 |
Regulatory assets under management: $612,389,306 in the October 2021 data and $906,054,959 in the October 2026 data, up 48%.
Total employees: 5 in October 2021 and 7 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. South Street Advisors, LLC (CRD 112326): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/south-street-advisors-llc-new-york-ny-112326