AdvisorCensus / Financial advisors / New York / New York / Alpine Woods Capital Investors, LLC
Alpine Woods Capital Investors, LLC is an SEC-registered investment advisory firm in Purchase, NY, registered since 1997, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 21, 2026.
Quick answers
From the filingHow is Alpine Woods Capital Investors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Alpine Woods Capital Investors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
How much does Alpine Woods Capital Investors, LLC charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Alpine Woods Capital Investors, LLC located?
Alpine Woods Capital Investors, LLC's principal office is in Purchase, NY, according to its Form ADV.
Is Alpine Woods Capital Investors, LLC registered with the SEC or a state?
Alpine Woods Capital Investors, LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 112496.
How much does Alpine Woods Capital Investors, LLC manage?
Alpine Woods Capital Investors, LLC reports $180,610,000 in regulatory assets under management in its Form ADV filing dated April 21, 2026 (100% discretionary).
How have Alpine Woods Capital Investors, LLC's assets and staff changed since 2021?
In the Form ADV data for Alpine Woods Capital Investors, LLC: Regulatory assets under management: $475,044,586 in the October 2021 data and $180,610,000 in the October 2026 data, down 62%. Total employees: 17 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Alpine Woods Capital Investors, LLC serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).
Which custodians does Alpine Woods Capital Investors, LLC use?
Alpine Woods Capital Investors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Jefferies LLC as a custodian holding 10% or more of its separately managed account assets.
Does Alpine Woods Capital Investors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112496
What changed in Alpine Woods Capital Investors, LLC's recent Form ADV filings?
In the April 2026 filing data: Added the business name Alpine Saxon Woods. Regulatory assets under management went from $364,068,932 to $180,610,000 (-50%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 1.25% a year (a range, as the brochure states it)
The brochure's wording
Management fees are computed at an annual rate between 1.00% and 1.25% of each Private Fund’s assets under management, depending on the series of interests owned by each Private Fund investor.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$180,610,000 as of October 2026, filing dated April 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Also doing business as
- ALPINE SAXON WOODS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1997 (28 years)
- Employees
- Total: 12. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $180,610,000 | 12 | April 21, 2026 |
| October 2025 | $364,068,932 | 12 | March 31, 2025 |
| October 2024 | $390,280,892 | 14 | March 27, 2024 |
| October 2023 | $360,939,756 | 15 | March 31, 2023 |
| October 2022 | $512,988,837 | 17 | September 20, 2022 |
| October 2021 | $475,044,586 | 17 | March 31, 2021 |
Regulatory assets under management: $475,044,586 in the October 2021 data and $180,610,000 in the October 2026 data, down 62%.
Total employees: 17 in October 2021 and 12 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Added the business name Alpine Saxon Woods.
- Regulatory assets under management went from $364,068,932 to $180,610,000 (-50%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Alpine Woods Capital Investors, LLC (CRD 112496): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/alpine-woods-capital-investors-llc-purchase-ny-112496