AdvisorCensus / Financial advisors / Arkansas / Little Rock / South Harbor Management LLC
South Harbor Management LLC is an exempt reporting adviser in Little Rock, AR. Exempt reporting advisers do not report regulatory assets under management on Form ADV.
Quick answers
From the filingWhere is South Harbor Management LLC located?
South Harbor Management LLC's principal office is in Little Rock, AR, according to its Form ADV.
How does South Harbor Management LLC report to regulators?
South Harbor Management LLC is an exempt reporting adviser. Exempt reporting advisers file a shorter Form ADV. Status as filed: State ERA - ACTIVE. CRD 311952.
How have South Harbor Management LLC's assets and staff changed since 2021?
In the Form ADV data for South Harbor Management LLC: Regulatory assets under management: $230,911,213 in the October 2021 data and $141,532,278 in the October 2023 data, down 39%. Total employees: 1 in October 2021 and 3 in October 2023. Assets under management move with markets as well as with clients coming and going.
Does South Harbor Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311952
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.ENot reported.
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DNot reported.
A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.GNot reported.
Registration and firm details
Items 1, 2, 5- Reporting status
- Exempt reporting adviser. Status as filed: State ERA - ACTIVE.
- Reporting since
- Not reported.
- Employees
- Total: Not reported. Performing investment advisory functions: Not reported.
- Wrap fee program participation
- Not reported.
- States registered or notice-filed
- Not reported.
Exempt reporting advisers file a shorter form and are examined by no regulator on a routine schedule. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | Not reported | February 27, 2026 |
| October 2023 | $141,532,278 | 3 | March 31, 2023 |
| October 2022 | $230,911,213 | 1 | March 21, 2022 |
| October 2021 | $230,911,213 | 1 | April 16, 2021 |
Regulatory assets under management: $230,911,213 in the October 2021 data and $141,532,278 in the October 2023 data, down 39%.
Total employees: 1 in October 2021 and 3 in October 2023.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. South Harbor Management LLC (CRD 311952): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/south-harbor-management-llc-little-rock-ar-311952