AdvisorCensus / Financial advisors / Arkansas / Little Rock / Rivertree Wealth
Rivertree Wealth is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.
Quick answers
From the filingHow is Rivertree Wealth compensated?
On its Form ADV (Item 5.E, October 2026), Rivertree Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Rivertree Wealth located?
Rivertree Wealth's principal office is in Little Rock, AR, according to its Form ADV.
Is Rivertree Wealth registered with the SEC or a state?
Rivertree Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 329595.
How much does Rivertree Wealth manage?
Rivertree Wealth reports $143,107,874 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary).
What types of clients does Rivertree Wealth serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (56).
Which custodians does Rivertree Wealth use?
Rivertree Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Rivertree Wealth report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/329595
Does Rivertree Wealth state an account minimum?
Its Form ADV Part 2A brochure dated February 19, 2026 says: "RW generally provides its services to individuals and high-net-worth individuals. RW does not require a minimum account value to open or maintain an account."
What changed in Rivertree Wealth's recent Form ADV filings?
In the August 2026 filing data: Employees performing advisory functions went from 3 to 4.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: None
The brochure's wording
RW generally provides its services to individuals and high-net-worth individuals. RW does not require a minimum account value to open or maintain an account.
As stated in the firm's Form ADV Part 2A brochure dated February 19, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$143,107,874 as of October 2026, filing dated September 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Rivertree Wealth LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
12 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- August 2026
- Employees performing advisory functions went from 3 to 4.
- July 2026
- Registered or notice-filed in IL.
- June 2026
- Registered or notice-filed in VA.
- April 2026
- Employees performing advisory functions went from 2 to 3.
- March 2026
- Regulatory assets under management went from $108,559,260 to $143,107,874 (+32%).
- Registered or notice-filed in CO, MD.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rivertree Wealth (CRD 329595): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rivertree-wealth-little-rock-ar-329595