AdvisorCensus / Financial advisors / California / Los Angeles / S&F Investment Advisors

S&F Investment Advisors

Encino, CASEC-registered investment adviserCRD 129367

Filed as S&F INVESTMENT ADVISORS · Legal name Fox, Roger Bennett

S&F Investment Advisors is an SEC-registered investment advisory firm in Encino, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 29, 2026.

0 years

registered since 2026

$106,368,400

assets under management

3 arrangements

Percentage of assets, Fixed fees and more

None

disclosure items (Item 11)

Quick answers

From the filing

How is S&F Investment Advisors compensated?

On its Form ADV (Item 5.E, October 2026), S&F Investment Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

Where is S&F Investment Advisors located?

S&F Investment Advisors' principal office is in Encino, CA, according to its Form ADV.

Is S&F Investment Advisors registered with the SEC or a state?

S&F Investment Advisors is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 129367.

How much does S&F Investment Advisors manage?

S&F Investment Advisors reports $106,368,400 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (100% discretionary).

What types of clients does S&F Investment Advisors serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (110); pension and profit sharing plans (but not the plan participants or government pension plans) (54); high net worth individuals (4).

Which custodians does S&F Investment Advisors use?

S&F Investment Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

Does S&F Investment Advisors report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129367

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

A percentage of assets under your management
Fixed fees (other than subscription fees)
Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

$106,368,400

$106,368,400 as of October 2026, filing dated May 29, 2026.

Discretionary: $106,368,400.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Individuals (other than high net worth individuals)

Clients 110 Assets $45,179,023 (42%)

High net worth individuals

Clients 4 Assets $5,895,336 (6%)

Pooled investment vehicles (other than investment companies and business development companies)

Clients 4 Assets $3,119,685 (3%)

Pension and profit sharing plans (but not the plan participants or government pension plans)

Clients 54 Assets $52,174,356 (49%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Portfolio management for individuals and/or small businesses

Registration and firm details

Items 1, 2, 5

Legal name: Fox, Roger Bennett
Registration: SEC-registered investment adviser. Status as filed: Approved.
Registered since: 2026 (0 years)
Employees: Total: 2. Performing investment advisory functions: 1.
Wrap fee program participation: No.
Custodians (Schedule D, Section 5.K(3)): Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
States registered or notice-filed: 1 state or jurisdiction

CA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. S&F Investment Advisors (CRD 129367): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/s-and-f-investment-advisors-encino-ca-129367